QT IMAGING HOLDINGS, INC. (QTI): Nasdaq/NYSE listing notice — GigCapital5 delisted by NYSE for $40M market cap shortfall; moving common stock to Nasdaq

QT IMAGING HOLDINGS, INC.

NYSE began delisting proceedings April 6, 2023 after GigCapital5 missed the $40M average market cap standard for 30 days.
No appeal; common stock listing to transfer to Nasdaq, expected to start trading on or about April 26, 2023 under symbol GIA.
Units and warrants will trade on OTC Markets; only common stock (GIA) moves to Nasdaq.
Delisting triggered by redemptions in March 2023; transfer supports planned merger with QT Imaging.

item 3.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

QT IMAGING HOLDINGS, INC. received a nyse delisting notice notice regarding market value (rules 802.01B).

Exchange: nyse
Notice: delisting notice
Deficiency: market value
Rules: 802.01B

Exact text from the filing

April 6, 2023, the New York Stock Exchange (the “ NYSE ”) announced that the staff of NYSE Regulation has determined to commence proceedings to delist the units, common stock and warrants of GigCapital5, Inc. (“GigCapital5”) from the NYSE pursuant to Section 802.01B of the NYSE’s Listed Company Manual. Following redemptions that occurred in March 2023, GigCapital5 had fallen below the NYSE’s continued listing standard requiring a listed acquisition company to maintain an average aggregate global market capitalization attributable to its publicly-held shares over a consecutive 30 trading day pe

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Source: SEC EDGAR

accession 0001193125-23-098373

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