GBAB increases at-the-market offering capacity to $150M from ~$89M

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

Second Amendment to Sales Agreement ups maximum aggregate offering price to $150,000,000.
Trust, adviser Guggenheim Funds Investment Advisors, and Cantor Fitzgerald as agent.
Offering commenced under existing shelf registration statement on Form N-2.
Common shares sold from time to time at market prices through Cantor Fitzgerald.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust amended Second Amendment to Controlled Equity Offering SM Sales Agreement with Cantor Fitzgerald & Co. and Guggenheim Funds Investment Advisors, LLC valued at up to $150,000,000 (effective 2023-04-12).

Action: amendment
Agreement: atm program
Counterparty: Cantor Fitzgerald & Co. and Guggenheim Funds Investment Advisors, LLC
Value: up to $150,000,000
Effective: 2023-04-12

Exact text from the filing

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (NYSE: GBAB) (the “Trust”) has entered into a Controlled Equity Offering SM Sales Agreement, dated October 16, 2019, as amended by First Amendment to Controlled Equity Offering SM Sales Agreement, dated February 1, 2021, and Second Amendment to Controlled Equity Offering SM Sales Agreement, dated April 12, 2023 (as amended, the “Sales Agreement”)

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Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust filing history →

Source: SEC EDGAR

accession 0001193125-23-110248

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