8-K
filed May 18, 2023, 7:59 PM ET
ticker XOMA
CIK 0000791908
other material
confidence high
sentiment neutral
materiality 0.35
XOMA stockholders approve 709,000-share increase to 2010 LTIP and elect seven directors
XOMA Royalty Corp
- Stockholders approved amendment to 2010 LTIP increasing authorized shares by 709,000 (for: 6,918,099; against: 161,547).
- All seven director nominees elected: Heather Franklin, Natasha Hernday, Owen Hughes, Barbara Kosacz, Joseph Limber, Matthew Perry, Jack Wyszomierski.
- Ratification of Deloitte & Touche as independent auditor for FY2023 passed (for: 7,787,958; against: 14,671; abstain: 26,584).
- Advisory say-on-pay passed (for: 6,449,602; against: 622,941); frequency vote favored every 3 years (4,367,361 votes).
- Compensation Committee approved form of Performance Unit Agreement with vesting tied to stock price thresholds ($30-$45 VWAP) and service milestones.
Key facts
Extracted from this filing and checked against the source text.
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
XOMA Royalty Corp shareholders approved Advisory vote on frequency of future advisory votes on named executive officer compensation.
- Proposal
- say on pay frequency
- Outcome
- passed
Exact text from the filing
The stockholders approved, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company’s named executive officers based upon the following votes: 1 YEAR 2 YEARS 3 YEARS ABSTAIN BROKER NON-VOTE 2,665,978 34,513 4,367,361 14,770 746,591
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
XOMA Royalty Corp shareholders approved Advisory vote to approve named executive officer compensation.
- Proposal
- say on pay
- Outcome
- passed
Exact text from the filing
The stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the Proxy Statement based upon the following votes: FOR AGAINST ABSTAIN BROKER NON-VOTE 6,449,602 622,941 10,079 746,591
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
XOMA Royalty Corp shareholders approved Ratification of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year 2023.
- Proposal
- auditor ratification
- Outcome
- passed
Exact text from the filing
The stockholders approved the ratification of Deloitte & Touche LLP to act as the Company’s independent registered public accounting firm for the 2023 fiscal year based upon the following votes: FOR AGAINST ABSTAIN BROKER NON-VOTE 7,787,958 14,671 26,584 N/A
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
XOMA Royalty Corp shareholders approved Amendment of the Plan to increase the aggregate number of shares of common stock authorized for issuance thereunder by 709,000 shares.
- Proposal
- equity plan
- Outcome
- passed
Exact text from the filing
The stockholders approved an amendment of the Plan to increase the aggregate number of shares of common stock authorized for issuance thereunder by 709,000 shares based on the following votes: FOR AGAINST ABSTAIN BROKER NON-VOTE 6,918,099 161,547 2,976 746,591
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
XOMA Royalty Corp shareholders approved Election of seven directors for a one-year term.
- Proposal
- director election
- Outcome
- passed
Exact text from the filing
Each of the seven nominees for election to the Board was elected to serve for a one-year term based upon the following votes: NAME FOR WITHHELD BROKER NON-VOTE Heather L. Franklin 7,068,387 14,235 746,591 Natasha Hernday 6,964,733 117,889 746,591 Owen Hughes 7,008,612 74,010 746,591 Barbara Kosacz 6,982,517 100,105 746,591 Joseph M. Limber 7,066,870 15,752 746,591 Matthew D. Perry 7,071,311 11,311 746,591 Jack L. Wyszomierski 6,914,994 167,628 746,591
View on SEC.gov
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