Abacus Global Management, Inc. (ABX): Nasdaq/NYSE listing notice — East Resources Acquisition receives NASDAQ notice for late Q1 filing, cures by filing May 25

Abacus Global Management, Inc.

Received NASDAQ notice on May 24, 2023 for failure to timely file Q1 2023 10-Q.
Company filed the delinquent 10-Q on May 25, 2023, curing the deficiency.
Notice has no immediate effect on listing or trading of ERES securities.
Company had previously disclosed filing delay in Form 12b-25 on May 15, 2023.

item 3.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Abacus Global Management, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

May 24, 2023, the Company received a notice (the “ Notice ”) from the Listing Qualifications Department of The NASDAQ Stock Market LLC (“NASDAQ”) stating that the Company is not in compliance with NASDAQ Listing Rule 5250(c)(1) (the “Rule”) because it had not timely filed the Form 10-Q with the SEC. The Rule requires listed companies to timely file all required periodic financial reports with the SEC. The Company has since satisfied this obligation by filing its Form 10-Q on May 25, 2023.

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Abacus Global Management, Inc. filing history →

Source: SEC EDGAR

accession 0001193125-23-155491

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