8-K
filed June 16, 2023, 7:59 PM ET
ticker CDXS
CIK 0001200375
other material
confidence high
sentiment neutral
materiality 0.60
Codexis shareholders approve doubling authorized shares to 200M, new ESPP, and 2019 plan amendment
CODEXIS, INC.
- Shareholders approved certificate amendment to increase authorized common shares from 100M to 200M.
- Approved 2023 Employee Stock Purchase Plan (ESPP); 47.6M for, 0.7M against.
- Approved amendment to 2019 Incentive Award Plan adding 8M shares; vote was 27.5M for, 20.8M against.
- Ratified BDO USA as independent auditor for FY2023: 54.7M for, 0.2M against.
- Elected three Class I directors: Stephen Dilly, Alison Moore, and Rahul Singhvi.
Key facts
Extracted from this filing and checked against the source text.
Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
CODEXIS, INC.: Increased authorized shares of common stock from 100,000,000 to 200,000,000 (effective 2023-06-14).
- Change
- charter amendment
- Effective
- 2023-06-14
Exact text from the filing
The increase in the authorized number of shares of the Common Stock was effected pursuant to a Certificate of Amendment of the Ninth Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”) filed with the Secretary of State of the State of Delaware on June 14, 2023 and was effective as of such date.
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
CODEXIS, INC. shareholders approved Amendment to Codexis, Inc. 2019 Incentive Award Plan.
- Proposal
- equity plan
- Outcome
- passed
Exact text from the filing
Proposal No. 7 To approve an amendment to the Codexis, Inc. 2019 Incentive Award Plan: Number of Votes For Against Abstain Broker Non-Votes 27,460,337 20,804,728 89,960 6,578,228
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
CODEXIS, INC. shareholders approved Advisory vote on compensation of named executive officers.
- Proposal
- say on pay
- Outcome
- passed
Exact text from the filing
Proposal No. 3 To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers as disclosed in the Proxy: Number of Votes For Against Abstain Broker Non-Votes 40,824,489 7,404,355 126,181 6,578,228
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
CODEXIS, INC. shareholders approved Codexis, Inc. 2023 Employee Stock Purchase Plan.
- Proposal
- equity plan
- Outcome
- passed
Exact text from the filing
Proposal No. 6 To approve the Codexis, Inc. 2023 Employee Stock Purchase Plan: Number of Votes For Against Abstain Broker Non-Votes 47,626,808 702,128 26,089 6,578,228
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
CODEXIS, INC. shareholders approved Amendment to certificate of incorporation to increase authorized common stock from 100,000,000 to 200,000,000 shares.
- Proposal
- charter amendment
- Outcome
- passed
Exact text from the filing
Proposal No. 5 To approve an amendment to the Company’s certificate of incorporation to increase the number of authorized shares of the Company’s common stock from 100,000,000 to 200,000,000 shares: Number of Votes For Against Abstain 49,775,452 4,893,826 263,975
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
CODEXIS, INC. shareholders approved Election of three Class I Directors.
- Proposal
- director election
- Outcome
- passed
Exact text from the filing
Proposal No. 1 To elect three Class I Directors to the Board to hold office for three-year terms expiring at the 2026 annual meeting of stockholders or until their respective successors are duly elected and qualified or their earlier resignation or removal: Number of Votes Name of Nominee For Withheld Broker Non-Votes Stephen Dilly, M.B.B.S., Ph.D. 47,490,019 865,006 6,578,228 Alison Moore, Ph.D. 47,448,608 906,417 6,578,228 Rahul Singhvi, Sc.D. 47,811,875 543,150 6,578,228
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
CODEXIS, INC. shareholders approved Ratification of BDO USA, LLP as independent registered public accounting firm at the 2023-12-31 meeting.
- Proposal
- auditor ratification
- Outcome
- passed
- Meeting
- 2023-12-31
Exact text from the filing
Proposal No. 2 To ratify the selection of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023: Number of Votes For Against Abstain 54,734,185 178,890 20,178
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
CODEXIS, INC. shareholders approved Advisory vote on frequency of future advisory votes on executive compensation.
- Proposal
- say on pay frequency
- Outcome
- passed
Exact text from the filing
Proposal No. 4 To determine, on a non-binding, advisory basis, the frequency of future advisory votes on compensation for the Company’s named executive officers: Number of Votes For One Year Two Years Three Years Abstain Broker Non-Votes 47,842,838 43,813 399,143 69,231 6,578,228
View on SEC.gov
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