8-K
filed June 22, 2023, 7:59 PM ET
ticker WT
CIK 0000880631
other material
confidence high
sentiment neutral
materiality 0.65
WisdomTree annual meeting: five management nominees and one activist nominee elected; Graham Tuckwell rejected
WisdomTree, Inc.
- Stockholders elected five of six WisdomTree nominees (Blake, Mielke, Neuger, Naidoo, Steinberg) and one of three ETFS Capital nominees (Pankopf).
- ETFS Capital nominees Bruce Aust and Graham Tuckwell were not elected; Tuckwell decisively rejected.
- Incumbent director Frank Salerno was not re-elected (59.3M for, 76.1M withheld).
- Non-binding say-on-pay and ratification of stockholder rights agreement and Ernst & Young as auditor all approved.
Key facts
Extracted from this filing and checked against the source text.
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
WisdomTree, Inc. shareholders approved Ratification of the adoption by the Board of Directors of the Stockholder Rights Agreement dated March 17, 2023 at the 2023-06-16 meeting.
- Proposal
- auditor ratification
- Outcome
- passed
- Meeting
- 2023-06-16
Exact text from the filing
Proposal 4. The ratification of the adoption by the Board of Directors of the Stockholder Rights Agreement, dated March 17, 2023, by and between the Company and Continental Stock Transfer & Trust Company. For Against Abstain Broker Non-Votes 103,695,283 31,275,924 493,218 — The Company’s stockholders ratified the adoption by the Board of Directors of the Stockholder Rights Agreement, dated March 17, 2023, by and between the Company and Continental Stock Transfer & Trust Company.
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
WisdomTree, Inc. shareholders approved Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending December 31, 2023 at the 2023-06-16 meeting.
- Proposal
- auditor ratification
- Outcome
- passed
- Meeting
- 2023-06-16
Exact text from the filing
Proposal 2. The ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. For Against Abstain Broker Non-Votes 134,954,774 125,620 384,031 — The Company’s stockholders voted to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
WisdomTree, Inc. shareholders approved Election of three Class II members and three Class III members of the Board of Directors at the 2023-06-16 meeting.
- Proposal
- director election
- Outcome
- passed
- Meeting
- 2023-06-16
Exact text from the filing
Proposal 1. To elect three Class II members and three Class III members of the Company’s Board of Directors, to serve until the 2024 annual meeting of stockholders. WisdomTree Nominees For Withheld Broker Non- Votes LYNN S. BLAKE 134,544,558 909,415 — DANIELA MIELKE 118,040,449 17,409,695 — WIN NEUGER 89,444,693 46,013,255 — SHAMLA NAIDOO 116,661,532 18,792,440 — FRANK SALERNO 59,322,512 76,137,122 — JONATHAN STEINBERG 116,312,193 19,143,737 — ETFS Capital Limited Nominees For Withheld Broker Non- Votes BRUCE E. AUST 46,046,410 87,650,285 — TONIA PANKOPF 75,077,292 58,619,808 — GRAHAM TUCKWELL AO 18,458,127 115,239,367 — The Company’s stockholders voted to elect Lynn S. Blake, Daniela Mielke, Win Neuger, Shamla Naidoo, Jonathan Steinberg and Tonia Pankopf as directors to serve until the 2024 annual meeting of stockholders and until their respective successors have been duly elected and qualified.
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
WisdomTree, Inc. shareholders approved Advisory resolution to approve the compensation of named executive officers at the 2023-06-16 meeting.
- Proposal
- say on pay
- Outcome
- passed
- Meeting
- 2023-06-16
Exact text from the filing
Proposal 3. An advisory resolution to approve the compensation of the Company’s named executive officers. For Against Abstain Broker Non-Votes 114,494,513 20,371,982 597,930 — The Company’s stockholders approved a non-binding, advisory resolution on the compensation of the Company’s named executive officers.
View on SEC.gov
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