secwatch / observer
8-K filed July 21, 2023, 7:59 PM ET CIK 0001838513
regulatory confidence high sentiment negative materiality 0.65

Marblegate Acquisition Corp.: Nasdaq/NYSE listing notice — Marblegate Acquisition Corp. receives Nasdaq deficiency notice for low MVPHS; issues $500K promissory note

Marblegate Acquisition Corp.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.95

Marblegate Acquisition Corp. incurred loan of up to $500,000 with Marblegate Special Opportunities Master Fund, L.P. at 0% maturing due and payable upon the earlier to occur of (i) the date on which the Company consummates its initial business combination and (ii) the date that the winding u.

Instrument
loan
Principal
up to $500,000
Counterparty
Marblegate Special Opportunities Master Fund, L.P.
Rate
0%
Maturity
due and payable upon the earlier to occur of (i) the date on which the Company consummates its initial business combination and (ii) the date that the winding u
Event
incurrence
Exact text from the filing
On July 20, 2023, Marblegate Acquisition Corp. (the “ Company ”) issued a promissory note (the “ Note ”) in the principal amount of up to $500,000 to Marblegate Special Opportunities Master Fund, L.P., a member of the Company’s sponsor (the “ Payee ”). The Note was issued in connection with advances the Payee has made, and may make in the future, to the Company for working capital expenses. The Note bears no interest and is due and payable upon the earlier to occur of (i) the date on which the Company consummates its initial business combination and (ii) the date that the winding up of the Company is effective.
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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Marblegate Acquisition Corp. received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(2)(C)).

Exchange
nasdaq
Notice
deficiency notice
Deficiency
market value
Rules
5450(b)(2)(C)
Exact text from the filing
July 19, 2023, the Company received a written notice (the “ Notice ”) from the Listing Qualifications Department (the “ Staff ”) of The Nasdaq Stock Market LLC (“ Nasdaq ”) indicating that, for the preceding 30 consecutive business days, the Company’s Market Value of Publicly Held Shares (“ MVPHS ”) was below the $15 million minimum requirement for continued listing on The Nasdaq Global Market pursuant to Nasdaq Listing Rule 5450(b)(2)(C) (the “ MVPHS Requirement ”). This Notice has no immediate effect on the listing or trading of the Company’s common stock on The Nasdaq Global Market and the
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Marblegate Acquisition Corp. entered into Promissory Note dated July 20, 2023 with Marblegate Special Opportunities Master Fund, L.P. valued at up to $500,000 (effective 2023-07-20).

Action
entry
Agreement
notes offering
Counterparty
Marblegate Special Opportunities Master Fund, L.P.
Value
up to $500,000
Effective
2023-07-20
Exact text from the filing
On July 20, 2023, Marblegate Acquisition Corp. (the “ Company ”) issued a promissory note (the “ Note ”) in the principal amount of up to $500,000 to Marblegate Special Opportunities Master Fund, L.P., a member of the Company’s sponsor (the “ Payee ”).
View on SEC.gov

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Source: SEC EDGAR
accession 0001193125-23-191482
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