Gladstone Capital adds Huntington Securities as sales agent for ATM equity offering up to $100M

GLADSTONE CAPITAL CORP

Amended equity distribution agreement adds Huntington Securities as sales agent for common stock.
Aggregate offering price of up to $100 million includes shares previously sold under prior agreement.
Effective July 28, 2023; shares may be offered from time to time through the sales agents.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

GLADSTONE CAPITAL CORP amended Amended and Restated Equity Distribution Agreement with Jefferies LLC and Huntington Securities, Inc. valued at up to $100.0 million (effective 2023-07-28).

Action: amendment
Agreement: atm program
Counterparty: Jefferies LLC and Huntington Securities, Inc.
Value: up to $100.0 million
Effective: 2023-07-28

Exact text from the filing

On July 28, 2023, Gladstone Capital Corporation (the “Company”) entered into an Amended and Restated Equity Distribution Agreement (the “Amended Sales Agreement”) by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Jefferies LLC and Huntington Securities, Inc. (“Huntington”), as sales agents.

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GLADSTONE CAPITAL CORP filing history →

Source: SEC EDGAR

accession 0001193125-23-197814

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