Recent 8-K filings for GLAD

• August 4, 2026, 4:15 PM ET earnings materiality 0.55 neutral item 2.02item 9.01

  Gladstone Capital Q3 NII $0.49/share, NAV $21.50, portfolio yield 11.8%

  Net investment income $11.0M ($0.49/share) vs $11.8M ($0.52/share) prior quarter; covers $0.45 dividend.

• June 5, 2026, 4:05 PM ET debt materiality 0.60 neutral item 1.01item 9.01 ◈ Material Agreements ×2

  Gladstone Capital issues $60M of 7.000% Notes due 2029

  $60M aggregate principal of 7.000% Notes due Dec 15, 2029, issued in registered direct offering.

• June 2, 2026, 8:45 AM ET leadership materiality 0.25 positive item 5.02item 7.01item 9.01 ◈ executive_change

  Gladstone Capital elects George 'Chip' Stelljes as independent director, board expands to eight

  Election effective June 1, 2026; Stelljes joins the 2028 class of directors.

• May 6, 2026, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01 ◈ Earnings Releases

  Gladstone Capital Q2 net investment income $0.52/shr, NAV up to $21.36

  Total investment income $25.99M, up 6% QoQ; net investment income $11.84M ($0.52/shr).

• March 23, 2026, 7:59 PM ET leadership materiality 0.65 neutral item 5.02item 7.01item 9.01

  Gladstone Capital founder David Gladstone steps down as CEO; Robert Marcotte named successor

  David Gladstone stepped down as CEO effective March 20, 2026; remains Chairman and on investment committee.

• February 5, 2026, 6:59 PM ET other material materiality 0.10 neutral item 5.07item 9.01

  Gladstone Capital elects two directors by preferred stock vote; ratifies auditor

  Michela A. English and Anthony W. Parker elected as directors by preferred stockholders at 2026 Annual Meeting on Feb 5, 2026.

• February 4, 2026, 6:59 PM ET earnings materiality 0.55 neutral item 2.02item 9.01

  Gladstone Capital Q1 NII $0.50/share; NAV $21.13; declares $0.45 dividend

  Total investment income $24.5M, up 2.4% QoQ; NII $11.3M ($0.50/share) vs $0.52 prior.

• November 17, 2025, 6:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01

  Gladstone Capital Q4 NII $0.52/share; FY25 dividend up 25% to $2.48; NAV $21.34

  Q4 total investment income $23.9M, up 10.5% QoQ; NII $11.4M ($0.52/share).

• September 15, 2025, 7:59 PM ET debt materiality 0.55 neutral item 8.01

  Gladstone Capital to redeem $207M in notes (5.125% 2026 and 7.75% 2028) on Oct 15/31, 2025

  Redeems $150M of 5.125% Notes due 2026 at 100% of principal plus accrued interest, on Oct 31, 2025.

• September 12, 2025, 7:59 PM ET debt materiality 0.60 neutral item 1.01item 9.01

  Gladstone Capital closes $149.5M offering of 5.875% convertible notes due 2030

  Issued $149.5M aggregate principal, including full exercise of $19.5M overallotment option.

• August 4, 2025, 7:59 PM ET earnings materiality 0.60 neutral item 2.02item 9.01

  Gladstone Capital Q3 NII $0.50/sh; credit facility upsized; $77M invested post-quarter

  NII $11.3M ($0.50/sh) flat QoQ; total investment income $21.7M, up 0.4%.

• July 10, 2025, 7:59 PM ET dividend materiality 0.20 neutral item 7.01item 9.01

  Gladstone Capital declares $0.165 monthly common dividend for July-Sept 2025; earnings call Aug 5

  Common stock monthly distribution $0.165 per share for Jul, Aug, Sep 2025; total $0.495 for quarter.

• June 25, 2025, 7:59 PM ET debt materiality 0.65 positive item 1.01item 2.03item 9.01 ◈ Debt Financings

  Gladstone Capital extends credit facility revolving period to Oct 2027; commitments up to $320M

  Revolving period extended to October 30, 2027; final maturity two years later.

• May 6, 2025, 7:59 PM ET earnings materiality 0.50 neutral item 2.02item 9.01

  Gladstone Capital Q2 NII flat at $0.50/sh; portfolio yield drops to 12.6%; distribution declared $0.495

  Net investment income $11.2M ($0.50/sh), unchanged QoQ; total investment income $21.6M, down 1.8%.

• April 8, 2025, 7:59 PM ET dividend materiality 0.50 neutral item 7.01item 9.01

  Gladstone Capital declares monthly dividends of $0.165/common share for Apr-Jun 2025; earnings call May 7

  Common stock monthly dividend of $0.165 per share for April, May, June 2025; total $0.495 for quarter.

• February 11, 2025, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Gladstone Capital reports Q1 NII $0.50/sh, net realized gain $57.8M, NAV up to $21.51

  Net investment income $11.2M ($0.50/sh) flat QoQ; total investment income $21.96M, down 7.4%.

• February 6, 2025, 6:59 PM ET other materiality 0.05 neutral item 5.07item 9.01

  Gladstone Capital holds 2025 annual meeting; re-elects directors, ratifies PwC

  Stockholders re-elected David Gladstone (5,177,036 for, 321,486 withheld) and John H. Outland (5,283,532 for, 214,990 withheld) as directors.

• January 24, 2025, 6:59 PM ET other material materiality 0.30 neutral item 1.01item 9.01

  Gladstone Capital enters new advisory agreement with same adviser after change of control

  New advisory agreement effective Jan 24, 2025, with Gladstone Management Corp; terms unchanged from prior agreement.

• January 14, 2025, 6:59 PM ET dividend materiality 0.50 neutral item 7.01item 9.01

  Gladstone Capital declares monthly dividends of $0.165/common share for Q1 2025; earnings call Feb 12

  Common stock monthly distribution of $0.165 per share for Jan/Feb/Mar 2025, total $0.495 for quarter.

• December 4, 2024, 6:59 PM ET leadership materiality 0.40 neutral item 5.02item 9.01

  Director Paul W. Adelgren resigns from Gladstone Capital board, effective Dec 15, 2024

  Paul W. Adelgren notified his resignation from the board on Dec 3, effective Dec 15, 2024.

• November 22, 2024, 6:59 PM ET other materiality 0.25 neutral item 8.01item 9.01

  Gladstone Capital files prospectus supplement for up to 5.6M shares of 6.25% Series A Preferred Stock

  Prospectus supplement filed November 22, 2024 covering 5,561,275 shares of 6.25% Series A Cumulative Redeemable Preferred Stock.

• November 15, 2024, 6:59 PM ET leadership materiality 0.60 neutral item 5.02item 7.01item 9.01 ◈ executive_change

  Gladstone Capital COO Terry Lee Brubaker to retire Dec 2, 2024; LiCalsi assumes added duties

  Terry Lee Brubaker retiring as COO effective December 2, 2024; also leaving executive roles at Gladstone Management and Administration.

• November 13, 2024, 6:59 PM ET earnings materiality 0.80 positive item 2.02item 9.01

  Gladstone Capital Q4 NII $0.50, FY NII $2.11; $59M gain on exit, supplemental $0.40 div

  Q4 total investment income $23.7M (-7.7% QoQ), NII $0.50/sh consistent with $0.50 dividend.

• November 12, 2024, 6:59 PM ET dividend materiality 0.70 positive item 7.01item 9.01

  Gladstone Capital declares $0.40 supplemental distribution for December 2024

  Supplemental cash distribution of $0.40 per common share declared, payable Dec 18, 2024, record date Dec 4.

• October 8, 2024, 7:59 PM ET dividend materiality 0.50 neutral item 7.01item 9.01

  Gladstone Capital declares $0.165 monthly common distribution for Oct-Dec 2024

  Common stock distribution of $0.165 per share for each of Oct, Nov, Dec 2024; total quarterly $0.495.

• August 22, 2024, 7:59 PM ET leadership materiality 0.30 neutral item 5.02item 9.01 ◈ executive_change

  Gladstone Capital elects Katharine Cornell Gorka to Board of Directors

  Elected effective Aug. 22, 2024, as independent director, 2027 class; term expires at 2027 annual meeting.

• August 16, 2024, 7:59 PM ET other material materiality 0.50 neutral item 1.01item 9.01

  Gladstone Capital enters $150M equity distribution agreement; prior ATM terminated

  Up to $150M of common stock may be sold through Jefferies and Huntington as sales agents.

• August 12, 2024, 7:59 PM ET debt materiality 0.35 neutral item 1.01item 2.03item 9.01

  Gladstone Capital increases credit facility by $25M via Webster Bank commitment boost

  Webster Bank's commitment raised from $40M to $65M, expanding total revolving credit facility by $25M.

• August 7, 2024, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01

  Gladstone Capital Q3 net investment income $0.57/share; NAV up to $20.18

  Total investment income $25.7M, up 7.1% QoQ; net investment income $12.4M ($0.57/share).

• July 9, 2024, 7:59 PM ET dividend materiality 0.50 neutral item 7.01item 9.01

  Gladstone Capital declares $0.165 monthly common distribution for July–September 2024

  Common stock distribution of $0.165 per share each month for July, August, September 2024; quarterly total $0.495.

• June 27, 2024, 7:59 PM ET debt materiality 0.50 neutral item 1.01item 2.03item 9.01

  Gladstone Capital expands credit facility by $25M, adds First-Citizens Bank as managing agent

  Credit facility increased by $25M to ~$268.7M; First-Citizens Bank added with $25M commitment.

• May 1, 2024, 7:59 PM ET earnings materiality 0.75 negative item 2.02item 9.01 ◈ Earnings Releases

  Gladstone Capital Q2 NII $0.25/sh; NAV $9.90; reverse stock split completed

  Total investment income $24.0M, up 3.3% QoQ; NII $10.8M ($0.25/sh) vs $11.9M ($0.27/sh) prior quarter.

• April 9, 2024, 7:59 PM ET dividend materiality 0.30 neutral item 7.01item 9.01

  Gladstone Capital declares monthly dividends of $0.165/common share for Apr-Jun 2024; Q2 earnings call on May 2

  Common stock monthly cash distribution $0.165 per share for April, May, June 2024; total quarterly $0.495.

• April 5, 2024, 7:59 PM ET other material materiality 0.35 neutral item 5.03item 9.01

  Gladstone Capital completes 1-for-2 reverse stock split effective April 4, 2024

  Every two shares of common stock combined into one share; par value unchanged at $0.001.

• April 1, 2024, 7:59 PM ET other material materiality 0.55 neutral item 7.01item 9.01

  Gladstone Capital approves 1-for-2 reverse stock split effective April 5, 2024

  Reverse split ratio 1-for-2; outstanding shares reduced from ~43.5M to ~21.8M.

• February 29, 2024, 6:59 PM ET other material materiality 0.15 neutral item 5.07item 9.01 ◈ Shareholder Votes ×3

  Gladstone Capital shareholders reject authorized share increase proposal; elect two directors

  Directors Walter H. Wilkinson Jr. and Paula Novara elected with 17.6M and 17.8M votes for, respectively; serves until 2027.

• February 5, 2024, 6:59 PM ET earnings materiality 0.75 neutral item 2.02item 9.01 ◈ Earnings Releases

  Gladstone Capital Q1 NII $11.9M ($0.27/sh); NAV $9.61; holds $0.2475 distribution

  NII of $11.9M ($0.27/sh) covered distributions by 110%; total investment income $23.2M, down 2.3% QoQ.

• January 24, 2024, 6:59 PM ET other material materiality 0.15 neutral item 5.07 ◈ Shareholder Votes

  Gladstone Capital shareholders approve advisory agreement tied to adviser control change

  Stockholders approved new investment advisory agreement with Gladstone Management Corp. (20.8M for, 0.9M against, 1.1M abstain).

• January 9, 2024, 6:59 PM ET dividend materiality 0.30 neutral item 7.01item 9.01

  Gladstone Capital announces monthly distributions for common and preferred for Q1 2024

  Common stock distributions: $0.0825/month for Jan, Feb, Mar 2024; total quarterly $0.2475.

• November 13, 2023, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01 ◈ Earnings Releases

  Gladstone Capital reports Q4 NII $0.28/sh, FY NII up 27% to $1.10/sh, NAV grows 3.4%

  Q4 total investment income $23.8M (+4.1% QoQ); net investment income $11.0M ($0.28/sh) covering $0.2675 distribution by 105%.

• October 10, 2023, 7:59 PM ET dividend materiality 0.50 neutral item 5.03item 7.01item 9.01 ◈ Governance Changes

  Gladstone Capital declares $0.0825/common share monthly dividend for Oct-Dec 2023

  Common stock dividend of $0.0825 per share each month for Oct, Nov, Dec 2023; total quarterly $0.2475.

• August 17, 2023, 7:59 PM ET debt materiality 0.50 neutral item 1.01item 2.03item 9.01 ◈ Debt Financings◈ Material Agreements

  Gladstone Capital issues $57M of 7.75% Notes due 2028

  $57M aggregate principal of 7.75% Notes maturing September 1, 2028.

• August 11, 2023, 7:59 PM ET debt materiality 0.60 neutral item 1.01item 9.01 ◈ Material Agreements

  Gladstone Capital prices $50M offering of 7.75% Notes due 2028

  $50M aggregate principal of 7.75% Notes due 2028 offered.

• July 28, 2023, 7:59 PM ET other material materiality 0.40 neutral item 1.01item 9.01 ◈ Material Agreements

  Gladstone Capital adds Huntington Securities as sales agent for ATM equity offering up to $100M

  Amended equity distribution agreement adds Huntington Securities as sales agent for common stock.

• July 26, 2023, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01 ◈ Earnings Releases

  Gladstone Capital Q3 NII $0.31/share, up 21% QoQ; distribution to $0.2675

  NII of $0.31 per share vs $0.26 prior quarter; covered $0.24 distribution by 129%.

• July 11, 2023, 7:59 PM ET dividend materiality 0.70 positive item 7.01item 9.01

  Gladstone Capital raises monthly common distribution 17.9%, adds $0.02 supplemental in September

  Monthly common distribution increased to $0.0825 (17.9% from fiscal-year start) for July–September 2023.

• June 22, 2023, 7:59 PM ET debt materiality 0.35 neutral item 1.01item 2.03item 9.01 ◈ Material Agreements

  Gladstone Capital extends credit facility revolving period to Oct 2025, margin increased

  Revolving period extended to Oct 30, 2025; final maturity two years after revolving period ends.

• June 1, 2023, 7:59 PM ET other material materiality 0.75 neutral item 1.01item 3.03item 5.03item 7.01item 9.01 ◈ Material Agreements

  Gladstone Capital files to offer up to 6M shares of 6.25% Series A Preferred Stock at $25.00 per share

  Offering up to 6,000,000 shares of 6.25% Series A Preferred Stock at $25.00 liquidation preference per share.

• May 2, 2023, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01 ◈ Earnings Releases

  Gladstone Capital Q2 net investment income $9.6M ($0.26/sh), up 10.4%; quarterly distro raised to $0.24

  Net investment income $9.6M ($0.26/sh), up 10.4% from prior quarter; covers distributions by 116%.

• April 14, 2023, 7:59 PM ET leadership materiality 0.40 neutral item 5.02item 9.01 ◈ executive_change

  Director Terry L. Brubaker resigns from Gladstone Capital board effective immediately

  Terry L. Brubaker resigned from the board of directors on April 14, 2023, effective immediately.

Executive changes

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.80 · Median 0.50 · Most common event earnings

12 positive 1 negative 37 neutral

source · GLAD on sec.gov