Hercules Capital closes underwritten public offering of 6.5M shares of common stock

Hercules Capital, Inc.

Offering of 6.5M shares of common stock (plus 975k over-allotment option) closed on August 10, 2023.
Underwriting agreement with Morgan Stanley, UBS, and Wells Fargo as joint book-running managers.
Offering made under existing shelf registration statement; gross proceeds not disclosed.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Hercules Capital, Inc. entered into Underwriting Agreement with Morgan Stanley & Co. LLC, UBS Securities LLC and Wells Fargo Securities, LLC, as joint book-running managers (effective 2023-08-07).

Action: entry
Agreement: underwriting
Counterparty: Morgan Stanley & Co. LLC, UBS Securities LLC and Wells Fargo Securities, LLC, as joint book-running managers
Effective: 2023-08-07

Exact text from the filing

On August 7, 2023, Hercules Capital, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company and Morgan Stanley & Co. LLC, UBS Securities LLC and Wells Fargo Securities, LLC, as joint book-running managers, acting as representatives of the several underwriters named on Schedule I attached thereto (the “Underwriters”), in connection with an underwritten public offering of 6,500,000 shares (the “Offering”) of the Company’s common stock

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Hercules Capital, Inc. filing history →

Source: SEC EDGAR

accession 0001193125-23-207986

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