Extracted from this filing and checked against the source text.
Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.7
STIFEL FINANCIAL CORP: Filed Second Restated Certificate of Incorporation restating and integrating the Charter Amendment (effective 2023-08-11).
- Change
- charter amendment
- Effective
- 2023-08-11
Exact text from the filing
On August 11, 2023, the Company filed a Second Restated Certificate of Incorporation (as so amended and restated, the “ Second Restated Certificate of Incorporation ”), restating, integrating and superseding the Restated Certificate of Incorporation, as previously amended, including the Charter Amendment.
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Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
STIFEL FINANCIAL CORP: Amended and restated By-Laws to modify stockholder list, meeting postponement, proxy solicitation, proxy card color, forum selection clauses, and other ministerial changes (effective 2023-08-08).
- Change
- bylaw amendment
- Effective
- 2023-08-08
Exact text from the filing
effective August 8, 2023, the Board amended and restated the Company’s Amended and Restated By-Laws in the form attached as Exhibit 3.2 hereto (as so amended and restated, the “ Second Amended and Restated By-Laws ”).
View on SEC.gov
Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
STIFEL FINANCIAL CORP: Filed amendment to Restated Certificate of Incorporation to provide officer exculpation from liability for breach of fiduciary duty of care and make nonsubstantive changes to director exculpatory provisions (effective 2023-08-10).
- Change
- charter amendment
- Effective
- 2023-08-10
Exact text from the filing
On August 10, 2023, Stifel Financial Corp. (the " Company ") filed an amendment to its Restated Certificate of Incorporation, as amended (the " Restated Certificate of Incorporation "), to (i) provide exculpation from liability for certain officers of the Company from certain claims of breach of the fiduciary duty of care, similar to protections currently available to directors of the Company and (ii) make certain nonsubstantive changes to the phrasing of the existing exculpatory provisions for directors, in conformance with contemporary norms for peer corporations incorporated in the State of Delaware (the " Charter Amendment ").
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