Highest-materiality recent filing
Stifel reports May client assets up 16% YoY; Q2 IB revenue guidance +25-30%
Total client assets $579.7B, up 16% YoY and 2% MoM.
Shareholders approved increase in total authorized shares from 197M to 294M; common authorized from 194M to 291M.
Stifel's April 2026 operating data: client assets up 17% YoY to $568.9B
Total client assets rose 17% YoY to $568.9B; fee-based client assets up 22% YoY to $232.4B.
Stifel Q1 net revenues $1.48B, EPS $1.48; record first quarter results
Net income available to common $242.1M ($1.48 diluted EPS) vs $43.7M ($0.26) a year ago; non-GAAP EPS $1.45.
Stifel Feb 2026: client assets +12% YoY ex-sale; IB rev expected +30-40% in Q1
Completed sale of Stifel Independent Advisors on Feb 2, 2026; excluding that, total client assets +12% YoY and fee-based assets +19% YoY.
Stifel reports record client assets in January; fee-based assets up 16% YoY
Total client assets $561.1B, up 10% YoY and 2% from Dec 2025.
Stifel enters amended $1B revolving credit facility maturing 2031
Amended and Restated Credit Agreement dated Feb 4, 2026 replaces prior Sept 2023 agreement.
Record full year net revenues of $5.53 billion, up 11% from $4.97 billion in 2024.
Stifel reports record client assets of $553.6B in Nov; fee-based assets up 14% YoY
Total client assets reached a record $553.6B, up 8% YoY and 1% MoM.
Stifel reports record client assets in October 2025: total up 12% YoY, fee-based up 18% YoY
Total client assets $549.98B, a record high, up 12% YoY from $493.47B.
Stifel Q3 net revenue record $1.43B; adj. EPS $1.95 beats year ago $1.50
Net revenue $1.43B (+17% YoY); net income $202.1M vs $149.2M; adj. EPS $1.95 vs $1.50.
Stifel reports record total client assets of $532.7B and fee-based assets up 14% YoY
Total client assets $532.7B, up 9% YoY and 2% MoM; fee-based client assets $213.6B, up 14% YoY.
Stifel reports record client assets $522.3B, up 9% YoY; treasury deposits surge 87%
Total client assets of $522.3B at July 31, 2025, a record level, up 9% YoY and 1% from June.
Non-GAAP diluted EPS $1.71 vs $1.60 year ago; GAAP EPS $1.34 down from $1.41.
Stifel reports May client assets up 3% MoM; Q2 IB revenue seen down ~10% YoY
Total client assets $501.4B as of May 31, 2025, up 8% YoY and 3% from April 30.
Stifel co-president Victor Nesi retires from operating role July 1, 2025; joins board
Victor Nesi retires as Co-President and Institutional Group Head after 16 years, effective July 1, 2025.
All eleven director nominees elected; Maura Markus received the most withhold votes at 8.7M.
Stifel reports April 2025 client assets up 7% YoY to $485.6B; fee-based assets up 11%
Total client assets of $485.6B as of April 30, 2025, up 7% from $454.0B a year ago.
Stifel Q1 revenue rises 8% to $1.26B record but EPS plunges 72% on $1.16/sh legal charge
GAAP net income available to common $43.7M ($0.39 diluted EPS) vs $154.3M ($1.40) a year ago.
Stifel reports Feb total client assets up 11% YoY to $506B; expects Q1 IB revenue similar to Q1 2024
Total client assets $506.5B (+11% YoY); fee-based client assets $196.4B (+14% YoY).
Stifel Financial replaces EY with KPMG as independent auditor for FY2025
Audit Committee dismissed EY and appointed KPMG as auditor for FY2025; change effective March 14, 2025.
Stifel subsidiary ordered to pay ~$132M in FINRA arbitration award
FINRA panel ordered Stifel, Nicolaus & Company to pay ~$132 million, including punitive damages and attorneys' fees.
Stifel reports Jan 2025 client assets $510B, up 14% YoY; fee-based assets +18%
Total client assets $509.7B as of Jan 31, 2025 vs $446.7B a year ago (+14%).
Stifel Financial restates Wealth Accumulation Plan, approves new award agreements
Compensation Committee approved Plan restatement effective Feb 4, 2025, modifying certain provisions.
Stifel Q4 2024 net revenues $1.36B (+19% YoY); EPS $2.09 vs $1.38; dividend raised 10%
Q4 net revenues $1.36B (+19% YoY); GAAP EPS $2.09, non-GAAP $2.23; FY net revenues $4.97B record.
Stifel reports record Nov client assets of $514B; fee-based assets hit $197B
Total client assets $514B, up 4% MoM and 20% YoY, a record high.
Stifel reports Oct 2024 total client assets $493.5B, up 22% YoY; fee-based assets up 28%
Total client assets of $493.5B as of Oct 31, 2024, up 22% YoY but 1% below Sep 2024 due to market declines.
Stifel Q3 net revenue $1.22B (+17% YoY); GAAP EPS $1.34, non-GAAP $1.50
Net revenues $1.22B, up 17% YoY; net income available to common $149.2M ($1.34 diluted EPS).
Stifel reports Aug 2024 client assets up 15% YoY to $489B; fee-based +20%
Total client assets $489.2B, up 15% YoY from $424.9B.
Stifel reports record client assets of $481.5B as of July 31, 2024, up 13% YoY
Total client assets $481.5B (record), +13% YoY; fee-based client assets $183.4B, +16% YoY.
Stifel Q2 net revenue $1.22B (+16% YoY); EPS $1.41 GAAP, $1.60 non-GAAP
GAAP net income available to common $156.0M, diluted EPS $1.41 vs $1.10 YoY; non-GAAP EPS $1.60.
Stifel reports May 2024 total client assets of $466B, up 16% YoY and 3% sequentially
Total client assets $465.96B at May 31, up 16% YoY ($402.4B) and 3% from Apr ($454.0B).
All 12 director nominees elected; Maura A. Markus received 11,013,096 withhold votes, highest among the board.
Stifel April client assets up 12% YoY to $454B; down 3% from March
Total client assets of $454.0B as of April 30, up 12% YoY but down 3% from March due to equity market decline.
Stifel Q1 net revenue $1.16B, up 5% YoY; non-GAAP EPS $1.49 vs $1.40
Net revenue $1.16B (second-highest quarter); GAAP diluted EPS $1.40, non-GAAP $1.49.
Stifel reports record total client assets of $458B and fee-based assets of $172B in February
Total client assets $457.9B, up 14% YoY and 3% from January; fee-based assets $172.1B, up 16% YoY.
Stifel adopts new restricted cash award agreement under existing incentive plan
Compensation Committee approved form of restricted cash award on March 7, 2024.
Stifel reports record client assets of $447B in January 2024, up 10% YoY
Total client assets $446.7B (+10% YoY, +1% MoM) reaching record levels.
Stifel Q4 GAAP EPS $1.38 vs $1.43 y/y; Board hikes dividend 17% to $0.42
Q4 net revenues $1.15B, up 2.2% YoY; GAAP net income $153.2M ($1.38 diluted EPS) vs $167.3M ($1.43) prior year.
Stifel Nov 2023 total client assets $427.8B, up 6% MoM; fee-based assets up 7%
Total client assets $427.8B, up 7% YoY and 6% from Oct 2023.
Stifel reports Oct total client assets of $404.1B, down 2% from Sept
Total client assets $404.1B, down 2% MoM (Sept $412.5B) but up 6% YoY.
Stifel Q3 GAAP EPS $0.52 vs $1.21 YoY; non-GAAP $0.60 hit by $0.58 legal accrual
GAAP net income $58.8M ($0.52 diluted EPS) down from $141.8M ($1.21) YoY; non-GAAP EPS $0.60 vs $1.29.
Stifel reports August client assets up 10% YoY to $424.9B; client cash up 2% MoM
Total client assets $424.9B as of Aug 31, 2023, up 10% YoY and flat MoM.
Stifel enters $750M unsecured revolving credit facility, replacing $500M facility
New $750M revolving credit facility matures Sept 27, 2028, replacing existing $500M facility.
Stifel reports July 2023 client assets up 8% YoY to $426.7B; cash sorting slows
Total client assets $426.7B, up 8% from $394.7B YoY and 2% from June 2023.
Stifel adopts officer exculpation charter amendment and revised bylaws with proxy and forum clauses
Charter amendment filed August 10, 2023 extends fiduciary duty exculpation to officers, effective from stockholder approval on June 7, 2023.
GAAP net income available to common shareholders $125M ($1.10/diluted), down 17.5% YoY from $151M ($1.29).
Stifel reports May 2023 operating data; Q2 IB revenue seen down 10-15% from Q1
Total client assets $402.4B at May 31, down 1% from April and up 1% YoY.
Stifel shareholders approve all five proposals at 2023 annual meeting
Elected 12 directors; each received >79M votes for, with Maura Markus receiving the most withhold votes (11.7M).
Stifel reports April 2023 client assets flat MoM; client cash down 3% on tax season
Total client assets $406.6B, up 3% YoY and flat vs March 2023.
Victor Nesi, Co-President and Institutional Group Head, of his retirement from the Company effective on July 1, 2025.
the Board of Directors appointed Mr. Nesi as a Director of the Company effective July 1, 2025.
On April 26, 2023, Stifel Financial Corp, (the “Company”) announced that the Board of Directors appointed Maryam Brown and Lisa Cornoy as Directors of the Company effective April 26, 2023.
On April 26, 2023, Stifel Financial Corp, (the “Company”) announced that the Board of Directors appointed Maryam Brown and Lisa Cornoy as Directors of the Company effective April 26, 2023.
On August 2, 2022, Stifel Financial Corp, (the “Company”) announced that the Board of Directors appointed Jim Kavanaugh as Director of the Company effective August 2, 2022.
Max materiality 0.90 · Median 0.60 · Most common event other_material