Nogin, Inc.: Nasdaq/NYSE listing notice — Nogin receives Nasdaq bid-price deficiency notice; 180-day cure period

Nogin, Inc.

Closing bid price below $1.00 for 30 consecutive trading days triggers Nasdaq non-compliance.
Company has until March 4, 2024 to regain compliance for at least 10 consecutive trading days.
If not cured, Nogin may transfer to Nasdaq Capital Market for an additional 180-day compliance period.
This notice is separate from a prior July 10, 2023 notice regarding market value of publicly held shares.
Company is evaluating options to resolve bid price deficiency but cannot assure compliance.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 1.0

Nogin, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5450(a)(1), 5810(c)(3)(A)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: minimum bid price
Rules: 5450(a)(1), 5810(c)(3)(A)

Exact text from the filing

September 5, 2023, Nogin, Inc. (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, based on the closing bid price of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), for the last 30 consecutive trading days, the Company no longer complies with the minimum bid price requirement for continued listing on The Nasdaq Global Market. Nasdaq Listing Rule 5450(a)(1) requires listed securities to maintain a minimum bid price of $1.00 per share (the “Minimum B

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Source: SEC EDGAR

accession 0001193125-23-231567

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