secwatch / observer
8-K filed October 27, 2023, 7:59 PM ET CIK 0001776197
other material confidence high sentiment negative materiality 1.00

AKUMIN INC.: Nasdaq/NYSE listing notice — Akumin files Chapter 11; $75M DIP facility; stock suspended from Nasdaq/TSX; ratings cut to D

AKUMIN INC.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

AKUMIN INC. reported a default on debt of $340 million with Stonepeak at 200 basis points.

Principal
$340 million
Counterparty
Stonepeak
Rate
200 basis points
Event
default
Exact text from the filing
supplemented or otherwise modified from time to time prior to the date hereof, the “Series A Note”), issued by the Issuer to Stonepeak in the initial principal amount of $340 million, the form of which was attached as Exhibit B to the Series A Notes and Common Share Purchase Agreement between the Company, the Issuer and Stonepeak, dated June 25, 2021, which
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Distress & Bankruptcy SEC 8-K Item 1.03 confidence 0.9

AKUMIN INC. entered chapter 11 in United States Bankruptcy Court for the Southern District of Texas (petition 2023-10-22).

Proceeding
chapter 11
Court
United States Bankruptcy Court for the Southern District of Texas
Petition
2023-10-22
Exact text from the filing
On October 22, 2023, the Debtors filed with the Bankruptcy Court the Joint Prepackaged Chapter 11 Plan of Reorganization of Akumin Inc. and Its Debtor Affiliates
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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

AKUMIN INC. received a nasdaq delisting notice notice regarding other (rules 5800).

Exchange
nasdaq
Notice
delisting notice
Rules
5800
Exact text from the filing
October 17, 2023, the Company received a written notification (the “Staff Delisting Determination”) from Nasdaq’s Listing Qualifications Department notifying the Company that unless the Company appealed Nasdaq’s delisting determination to a Nasdaq Hearings Panel (the “Hearings Panel”) in compliance with the procedures set forth in the Nasdaq Listing Rule 5800 Series by 4:00 p.m. Eastern Time on October 24, 2023, (i) Nasdaq would suspend trading of the Common Stock at the opening of business on October 26, 2023 and (ii) Nasdaq would schedule the Common Stock for delisting and file a Form 25-NSE
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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

AKUMIN INC. received a other delisting notice notice regarding other.

Notice
delisting notice
Exact text from the filing
October 23, 2023, trading in the Company’s securities on the Toronto Stock Exchange (“TSX”) was suspended. In connection with the suspension of its securities, the Company received a written notice from TSX (the “TSX Notice”) notifying the Company that TSX is reviewing the eligibility of the Company’s securities for continued listing on TSX pursuant to the expedited review process (the “Expedited Review Process”) set forth under Part VII, Section 707 of the TSX Company Manual (the “Manual”). The Company is currently undergoing the Expedited Review Process because it meets the insolvency delist
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41 debt financings filed in the last 30 days. Browse all debt financings →

Source: SEC EDGAR
accession 0001193125-23-265244
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