secwatch / observer
8-K filed December 19, 2023, 6:59 PM ET ticker HRTG CIK 0001598665
other material confidence high sentiment neutral materiality 0.65

Heritage Insurance closes $26.5M public offering and private placement with insiders

Heritage Insurance Holdings, Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Heritage Insurance Holdings, Inc. entered into Purchase Agreement with Raymond T. Hyer, Ernie Garateix, Paul L. Whiting (effective 2023-12-14).

Action
entry
Agreement
equity purchase
Counterparty
Raymond T. Hyer, Ernie Garateix, Paul L. Whiting
Effective
2023-12-14
Exact text from the filing
On December 14, 2023, the Company entered into a securities purchase agreement (“Purchase Agreement”) pursuant to which (i) Raymond T. Hyer, a current holder of approximately 13.5% shares of our Common Stock, agreed to purchase directly from us, in a concurrent private placement, 148,148 shares of Common Stock at the Public Offering Price and (ii) Ernie Garateix, a director of the Company and the Company’s Chief Executive Officer and Paul L. Whiting, a director of the Company, agreed to purchase directly from us, in a concurrent private placement, an aggregate of 27,247 and 40,871, respectively, shares of our Common Stock at $7.34
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Heritage Insurance Holdings, Inc. entered into Underwriting Agreement with JonesTrading Institutional Services LLC (effective 2023-12-14).

Action
entry
Agreement
underwriting
Counterparty
JonesTrading Institutional Services LLC
Effective
2023-12-14
Exact text from the filing
On December 14, 2023, Heritage Insurance Holdings, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with JonesTrading Institutional Services LLC (the “Underwriter”) in connection with its previously announced underwritten public offering (the “Offering”) of 3,703,703 shares of the Company’s common stock
View on SEC.gov

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Heritage Insurance Holdings, Inc. filing history →

Source: SEC EDGAR
accession 0001193125-23-298652
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