Former Chief Legal Officer Althea Brown signs consulting deal; $270K repayment waived, RSUs vest through Sept 20

LPL Financial Holdings Inc.

Consulting period July 2 to September 20, 2025; supports transition of chief legal officer duties.
Repayment obligation of $269,573 for sign-on bonus and relocation waived.
5,400 unvested RSUs continue to vest during consulting term; forfeited after.
Agreement includes a general release of claims against LPL.
Consultant reports to CEO; retains laptop and email access.

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