Recent 8-K filings for LPLA

• May 15, 2026 20:11 UTC other_material materiality 0.15 neutral item 5.03item 5.07item 9.01

  LPL Financial adopts bylaw amendments and shareholders approve all proposals at 2026 annual meeting

  Board amended bylaws to align with Delaware law, clarify meeting postponement authority, and revise stockholder nomination procedures.

• Apr 30, 2026 23:59 UTC earnings materiality 0.90 positive item 2.02item 9.01

  LPL Financial Q1 EPS $4.43 (adj $5.60), assets up 30% to $2.3T; lowers Core G&A outlook

  Net income $356M, diluted EPS $4.43 (+4% YoY); adjusted EPS $5.60 (+9% YoY).

• Jan 29, 2026 23:59 UTC earnings materiality 0.75 positive item 2.02item 9.01

  LPL Financial Q4 adj EPS $5.23, up 23% YoY; assets reach $2.4T

  Net income $301M, diluted EPS $3.74 (+4% YoY); adjusted EPS $5.23 (+23%).

• Jan 08, 2026 23:59 UTC leadership materiality 0.25 neutral item 5.02item 7.01item 9.01

  Somesh Khanna elected to LPL Financial board as independent director

  Khanna, effective Jan 5, 2026, is a senior advisor at McKinsey and executive co-chair of Apexon.

• Oct 30, 2025 23:59 UTC earnings materiality 0.75 positive item 2.02item 9.01

  LPL Financial Q3 2025: Adjusted EPS $5.20 (+25% YoY); total assets hit $2.3T with Commonwealth integration

  Net loss $30M (diluted EPS -$0.37) from $419M one-time acquisition costs for Commonwealth Financial Network.

• Aug 01, 2025 23:59 UTC m_and_a materiality 0.75 positive item 7.01item 8.01item 9.01

  LPL Financial closes acquisition of Commonwealth Financial Network; advisors managing $305B in assets join

  LPL closed acquisition of Commonwealth, adding ~3,000 advisors and $305B in assets.

• Jul 31, 2025 23:59 UTC earnings materiality 0.75 positive item 2.02item 9.01

  LPL Financial Q2 2025: Adjusted EPS $4.51 (+16% YoY), total assets $1.9T (+28%)

  Net income $273M, diluted EPS $3.40 (+5% YoY); adjusted EPS $4.51 (+16% YoY).

• Jul 03, 2025 23:59 UTC leadership materiality 0.35 neutral item 5.02item 9.01

  Former Chief Legal Officer Althea Brown signs consulting deal; $270K repayment waived, RSUs vest through Sept 20

  Consulting period July 2 to September 20, 2025; supports transition of chief legal officer duties.

• Jun 03, 2025 23:59 UTC leadership materiality 0.60 neutral item 5.02

  Chief Legal Officer Althea Brown resigns effective June 30, 2025 for personal career break

  Althea Brown submitted resignation as Chief Legal Officer and Corporate Secretary, effective June 30, 2025.

• May 23, 2025 23:59 UTC other_material materiality 0.20 neutral item 5.07

  LPL shareholders elect all 10 director nominees, ratify Deloitte, approve say-on-pay at 2025 annual meeting

  All 10 director nominees elected; Anne M. Mulcahy received the lowest support with 63.4M for vs 3.1M against (94.9% of votes cast).

Executive changes

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.90 · Median 0.68 · Most common event earnings

5 positive 0 negative 5 neutral

source · LPLA on sec.gov