Tempest raises $4.25M upfront in registered direct offering; warrants add up to $4.1M

Tempest Therapeutics, Inc.

1,172,414 shares (or equivalents) sold at $3.625/share in registered direct offering for ~$4.25M gross.
Concurrent private placement of short-term warrants to buy 1,172,414 shares at $3.50, exercisable for 18 months.
Warrants could yield additional ~$4.1M proceeds if fully exercised on a cash basis, but no guarantee.
Net proceeds used for working capital and general corporate purposes; H.C. Wainwright placement agent with 6% fee.

item 3.02 item 8.01 item 9.01

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