secwatch / observer
8-K filed December 29, 2025, 6:59 PM ET ticker APVO CIK 0001671584
other confidence high sentiment negative materiality 0.60

Aptevo Therapeutics files 1-for-18 reverse stock split effective Dec 29, 2025

Aptevo Therapeutics Inc.

Machine-readable event card

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secwatch.filing_event.v1
accession
0001193125-25-335497
form_type
8-K
ticker
APVO
cik
0001671584
company_name
Aptevo Therapeutics Inc.
filed_at
2025-12-29T23:59:59+00:00
discovered_at
2026-05-14T18:02:40.106042+00:00
generated_at
2026-05-16T12:06:54.648938+00:00
sec_items
["5.03", "9.01"]
event_type
other
sentiment
negative
materiality_score
0.6
calibrated_materiality_score
0.6
confidence
high
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https://secwatch.observer/filing/0001193125-25-335497.json
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https://secwatch.observer/filing/0001193125-25-335497.md
text_url
https://secwatch.observer/filing/0001193125-25-335497.txt
edgar_index_url
https://www.sec.gov/Archives/edgar/data/1671584/000119312525335497/0001193125-25-335497-index.htm
edgar_primary_document_url
https://www.sec.gov/Archives/edgar/data/1671584/000119312525335497/apvo-20251229.htm
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deepseek-v4-flash:cloud@v2
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Source-grounded claims

01e68f6a8e35c126debdc129cb263e435313af47

Aptevo Therapeutics Inc.: Amendment to Certificate of Incorporation to effect a 1-for-18 reverse stock split (effective 2025-12-29).

Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).

SEC 8-K Item 5.03/5.05/5.06 confidence 0.9 SEC evidence

Comparable filings

SCYX

SCYNEXIS effects 1:8 reverse stock split; authorized shares cut to 18.75M

SCYNEXIS INC May 29, 2026, 4:01 PM ET other Items 5.03, 9.01

same fact type: governance_change same SEC item: 5.03, 9.01 same event type: other similar materiality

This filing

Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).

Comparable filing

On May 28, 2026, SCYNEXIS, Inc., a Delaware corporation (the “Company”), filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Company’s Amended and Restated Certificate of Incorporation (the “Amendment”), to effect a one-for-eight (1:8) reverse stock split of its outstanding common stock (the “Reverse Stock Split”) and a reduction in the total number of authorized shares of its common stock from 150,000,000 to 18,750,000, effective as of May 29, 2026 (the “Share Reduction”).

Filing page SEC filing

BAX

Baxter shareholders approve charter amendment and incentive plan; board adopts new executive severance plan

BAXTER INTERNATIONAL INC May 8, 2026, 7:59 PM ET other Items 5.02, 5.07, 5.03, 9.01

same fact type: governance_change same SEC item: 5.03, 9.01 same event type: other similar materiality

This filing

Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).

Comparable filing

the Board approved a corresponding amendment and restatement of the Company’s Amended and Restated Bylaws (the “Amended Bylaws”) reflecting that the number of directors on the Board shall not be less than seven nor more than twelve

Filing page SEC filing

SCHW

Charles Schwab files Certificate of Elimination for Series I Preferred Stock

SCHWAB CHARLES CORP June 1, 2026, 5:00 PM ET other Items 5.03, 9.01

same fact type: governance_change same SEC item: 5.03, 9.01 same event type: other

This filing

Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).

Comparable filing

On June 1, 2026, The Charles Schwab Corporation (the “Company”) filed a Certificate of Elimination with the Secretary of State of the State of Delaware with respect to the Company’s 4.000% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series I (“Series I Preferred Stock”), which, effective upon filing, eliminated from the Company’s Fifth Restated Certificate of Incorporation, as amended, all matters set forth in the Certificate of Designations for the Series I Preferred Stock.

Filing page SEC filing

OPLN

OPENLANE eliminates Series A Convertible Preferred Stock from charter

OPENLANE, Inc. May 29, 2026, 1:57 PM ET other Items 5.03, 9.01

same fact type: governance_change same SEC item: 5.03, 9.01 same event type: other

This filing

Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).

Comparable filing

On May 29, 2026, OPENLANE, Inc. (the “Company”) filed a Certificate of Elimination (the “Certificate of Elimination”) with the Secretary of State of the State of Delaware effecting the elimination of the Certificate of Designations relating to the Company’s Series A Convertible Preferred Stock (the “Series A Preferred Stock”) previously filed by the Company with the Secretary of State of the State of Delaware on June 9, 2020.

Filing page SEC filing

CAL

Caleres reduces board size from 11 to 10; shareholders re-elect all directors and approve compensation plan

CALERES INC May 28, 2026, 5:22 PM ET other Items 5.03, 5.07, 9.01

same fact type: governance_change same SEC item: 5.03, 9.01 same event type: other

This filing

Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).

Comparable filing

On May 28, 2026, the Board of Directors amended Article II, Section 1 of the Company’s Bylaws to decrease the number of directors from eleven to ten, effective May 28, 2026.

Filing page SEC filing

RLMD

Relmada increases authorized common shares to 200M; stockholders approve 2021 Plan amendment

RELMADA THERAPEUTICS, INC. May 28, 2026, 4:59 PM ET other Items 5.03, 5.07, 9.01

same fact type: governance_change same SEC item: 5.03, 9.01 same event type: other

This filing

Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).

Comparable filing

On May 28, 2026, Relmada Therapeutics, Inc. (the “Company”) filed a Certificate of Amendment to its Articles of Incorporation, as amended, with the Secretary of State of Nevada to increase the number of authorized shares of the Company’s common stock from 150,000,000 to 200,000,000 shares (the “ Charter Amendment ”).

Filing page SEC filing

SLE

Super League Enterprise cancels Series AA Preferred Stock designation

Super League Enterprise, Inc. May 27, 2026, 4:31 PM ET other Items 3.03, 5.03, 9.01

same fact type: governance_change same SEC item: 5.03, 9.01 same event type: other

This filing

Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).

Comparable filing

On May 22, 2026 (the “ Effective Date ”), Super League Enterprise, Inc. (the “ Company ”) filed a Cancellation of Certificate of Designation with the Secretary of State of the State of Delaware to terminate the designation of its Series AA Preferred Stock (the “ Certificate of Cancellation ”).

Filing page SEC filing

PGNY

Progyny shareholders approve elimination of supermajority voting requirements

Progyny, Inc. May 27, 2026, 9:13 AM ET other Items 5.03, 5.07, 9.01

same fact type: governance_change same SEC item: 5.03, 9.01 same event type: other

This filing

Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).

Comparable filing

Progyny, Inc. (the “Company”) held its 2026 Annual Meeting of Stockholders (the “Annual Meeting”) on May 21, 2026. At the Annual Meeting, the Company’s stockholders approved certain amendments (the “Charter Amendments”) to the Company’s Certificate of Incorporation. As further described in Proposals 4 and 5 of the Company’s definitive proxy statement filed on April 10, 2026 (the “Proxy Statement”), the Charter Amendments (a) eliminate certain supermajority voting requirements (the “Supermajority Amendments”), and (b) eliminate the default supermajority voting requirement concerning certain business combinations. The Charter Amendments became effective upon the filing of a Certificate of Amendment (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware on May 21, 2026.

Filing page SEC filing

Source: SEC EDGAR
accession 0001193125-25-335497

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