5E Advanced Materials issues warrants to purchase up to $10M common stock to EXIM Loan guarantors at $3.5507/share

5E Advanced Materials, Inc.

Warrants issued Jan 7, 2026 to BEP Special Situations IV LLC and Ascend Global Investment Fund SPC as Guarantors in connection with $10M EXIM Loan guarantee.
Exercise price $3.5507 per share; max shares issuable 2,816,346; aggregate notional value capped at $10M.
Warrants vest only if Guarantee is provided; otherwise not exercisable and terminate without value.
Exempt from registration under Section 4(a)(2) of Securities Act; private placement.
Warrants expire on earlier of 2nd anniversary of EXIM Loan repayment or release of Guarantee.

Key facts

Extracted from this filing and checked against the source text.

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

5E Advanced Materials, Inc. issued up to 2,816,346 shares of warrant to BEP Special Situations IV LLC and Ascend Global Investment Fund SPC for and on behalf of Strategic SP, or their respective affiliates for $10.0 million aggregate notional value; exercise price $3.5507 per share.

Security: warrant
Shares: up to 2,816,346 shares
Purchaser: BEP Special Situations IV LLC and Ascend Global Investment Fund SPC for and on behalf of Strategic SP, or their respective affiliates
Consideration: $10.0 million aggregate notional value; exercise price $3.5507 per share

Exact text from the filing

On January 7, 2026, the Company and the Guarantors entered into the Letter Agreement, pursuant to which the Company agreed to issue warrants (the “Warrants”) to purchase up to $10.0 million of Common Stock in exchange for the Guarantors agreeing to provide a guarantee for the EXIM Loan. On January 7, 2026, the Company issued the Warrants pursuant to the Letter Agreement.

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5E Advanced Materials, Inc. filing history →

Source: SEC EDGAR

accession 0001193125-26-010363

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