secwatch / observer

8-K filed January 30, 2026, 6:59 PM ET ticker GIX CIK 0002098712

other material confidence high sentiment neutral materiality 0.60

GigCapital9 closes $253M SPAC IPO; 25.3M units at $10.00

GigCapital9 Corp.

IPO of 25,300,000 units at $10.00/unit for $253M gross proceeds; full over-allotment of 3.3M units exercised.
Each unit consists of one Class A share and one right to receive one-fifth of a share; rights convert upon business combination.
$253M placed in trust; funds released only upon business combination, amendment, or redemption within 24 months.
Private placements: 107,500 units at $9.7374 to sponsor/directors, plus 3.46M Class B shares and 281,454 units to non-managing investors for ~$3.86M.
New directors appointed to Audit (Bryan Timm chair), Compensation (Luis Machuca chair), and Nominating (Raanan Horowitz chair) committees.

item 1.01 item 9.01 item 3.02 item 5.02 item 5.03 item 8.01

Machine-readable event card

schema_version: secwatch.filing_event.v1
accession: 0001193125-26-031857
form_type: 8-K
ticker: GIX
cik: 0002098712
company_name: GigCapital9 Corp.
filed_at: 2026-01-30T23:59:59+00:00
discovered_at: 2026-05-14T18:02:37.257184+00:00
generated_at: 2026-05-16T06:09:45.079633+00:00
sec_items: ["1.01", "9.01", "3.02", "5.02", "5.03", "8.01"]
event_type: other_material
sentiment: neutral
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: high
secwatch_canonical_url: https://secwatch.observer/filing/0001193125-26-031857
json_url: https://secwatch.observer/filing/0001193125-26-031857.json
markdown_url: https://secwatch.observer/filing/0001193125-26-031857.md
text_url: https://secwatch.observer/filing/0001193125-26-031857.txt
edgar_index_url: https://www.sec.gov/Archives/edgar/data/2098712/000119312526031857/0001193125-26-031857-index.htm
edgar_primary_document_url: https://www.sec.gov/Archives/edgar/data/2098712/000119312526031857/d788016d8k.htm
generated_by_model: deepseek-v4-flash:cloud@v2
review_status: machine_generated
human_reviewed: false
corrected: false
correction_note: null
correction_timestamp: null
superseded_by: null

JSON Markdown Plain text

Source-grounded claims

002558981f0e739053ce68737a7ebd45fcfa4c38

GigCapital9 Corp.: Adopted First Amended and Restated Memorandum and Articles of Association in connection with IPO (effective 2026-01-26).

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year On January 26, 2026, in connection with the IPO, the Company adopted its First Amended and Restated Memorandum and Articles of Association (the “ Amended and Restated Articles ”), effective the same day.

SEC 8-K Item 5.03/5.05/5.06 confidence 0.9 SEC evidence

3fb796be3b8b252ff459d6ddd7caa816531cfd0d

GigCapital9 Corp. entered into Administrative Services Agreement with GigManagement, LLC (effective 2026-01-26).

An Administrative Services Agreement, dated January 26, 2026, by and between the Company and GigManagement, LLC, a copy of which is attached as Exhibit 10.4 hereto and incorporated herein by reference

SEC 8-K Item 1.01/1.02 confidence 0.9 SEC evidence

703adf7be7e15b83effd352042f107f72cae7bc8

GigCapital9 Corp. entered into Rights Agreement with Continental Stock Transfer & Trust Company (effective 2026-01-26).

A Rights Agreement, dated January 26, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as rights agent, a copy of which is attached as Exhibit 4.1 hereto and incorporated herein by reference

SEC 8-K Item 1.01/1.02 confidence 0.9 SEC evidence

b8ddb1629ef914af7b742ece5eacdbe22233a0cd

GigCapital9 Corp. entered into Investment Management Trust Agreement with Continental Stock Transfer & Trust Company (effective 2026-01-26).

An Investment Management Trust Agreement, dated January 26, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as trustee, a copy of which is attached as Exhibit 10.3 hereto and incorporated herein by reference

SEC 8-K Item 1.01/1.02 confidence 0.9 SEC evidence

d1590bfdba9c6c48ba8c2c42558e47529ea45d69

GigCapital9 Corp. entered into Registration Rights Agreement with Sponsor and certain other security holders named therein (effective 2026-01-26).

A Registration Rights Agreement, dated January 26, 2026, by and among the Company, the Sponsor, and certain other security holders named therein, a copy of which is attached as Exhibit 10.2 hereto and incorporated herein by reference

SEC 8-K Item 1.01/1.02 confidence 0.9 SEC evidence

db370f01d30aadaad82969cd6df628caba6ed9b9

GigCapital9 Corp. entered into Underwriting Agreement with D. Boral Capital LLC (effective 2026-01-26).

An Underwriting Agreement, dated January 26, 2026, by and between the Company and D. Boral Capital LLC (" DBC "), acting as representative of the underwriters named therein, which contains customary representations and warranties and indemnification of the underwriters by the Company and is attached as Exhibit 1.1 hereto and incorporated herein by reference

SEC 8-K Item 1.01/1.02 confidence 0.9 SEC evidence

Comparable filings

SAGU

Shreya Acquisition Group closes $110M IPO, 11M units at $10 each on NYSE

Shreya Acquisition Group May 11, 2026, 7:59 PM ET other_material Items 1.01, 3.02, 5.02, 5.03, 8.01, 9.01

same fact type: governance_change, material_agreement same SEC item: 1.01, 3.02, 5.02, 5.03, 8.01, 9.01 same event type: other_material similar materiality

This filing

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year On January 26, 2026, in connection with the IPO, the Company adopted its First Amended and Restated Memorandum and Articles of Association (the “ Amended and Restated Articles ”), effective the same day.

Comparable filing

On May 6, 2026, and in connection with the IPO, the Company adopted its Amended and Restated Memorandum and Articles of Association.

Filing page SEC filing

CPSH

CPS Technologies closes $9.6M registered direct offering of 1.2M shares at $8.00/share

CPS TECHNOLOGIES CORP/DE/ June 1, 2026, 9:35 AM ET other_material Items 1.01, 5.03, 8.01, 9.01

same fact type: governance_change, material_agreement same SEC item: 1.01, 5.03, 8.01, 9.01 same event type: other_material similar materiality

This filing

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year On January 26, 2026, in connection with the IPO, the Company adopted its First Amended and Restated Memorandum and Articles of Association (the “ Amended and Restated Articles ”), effective the same day.

Comparable filing

On May 27, 2026, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment (the “Amendment”) of the Company’s Restated Certificate of Incorporation, effective as of the same date. The Amendment increased the number of shares of common stock, $0.01 par value per share (the “Common Stock”), that the Company is authorized to issue from 20,000,000 to 25,000,000.

Filing page SEC filing

PSEC

Prospect Capital enters $400M at-the-market preferred stock offering; reclassifies 16M common shares

PROSPECT CAPITAL CORP May 8, 2026, 7:59 PM ET other_material Items 1.01, 3.03, 5.03, 9.01

same fact type: governance_change, material_agreement same SEC item: 1.01, 5.03, 9.01 same event type: other_material similar materiality

This filing

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year On January 26, 2026, in connection with the IPO, the Company adopted its First Amended and Restated Memorandum and Articles of Association (the “ Amended and Restated Articles ”), effective the same day.

Comparable filing

On May 8, 2026, in connection with the Offering, the Company filed Articles Supplementary (the “Articles Supplementary”) with the State Department of Assessments and Taxation of Maryland (“SDAT”), reclassifying and designating 16,000,000 authorized and unissued shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), into shares of Series A Preferred Stock.

Filing page SEC filing

TPST

Tempest Therapeutics enters warrant exercise inducement for ~$2M; issues new warrants to purchase 2.34M shares at $1.73

Tempest Therapeutics, Inc. June 1, 2026, 7:13 PM ET other_material Items 1.01, 3.02, 9.01

same fact type: material_agreement same SEC item: 1.01, 3.02, 9.01 same event type: other_material similar materiality

This filing

An Administrative Services Agreement, dated January 26, 2026, by and between the Company and GigManagement, LLC, a copy of which is attached as Exhibit 10.4 hereto and incorporated herein by reference

Comparable filing

On May 28, 2026, Tempest Therapeutics, Inc., a Delaware corporation (the “ Company ”), entered into a warrant exercise and inducement offer letter agreement (the “ Inducement Letter ”) with a holder of certain existing warrants to purchase shares of the Company’s common stock

Filing page SEC filing

KRMN

Selling stockholders price upsized secondary offering of 14M shares at $61/share for ~$854M gross proceeds

Karman Holdings Inc. June 1, 2026, 5:28 PM ET other_material Items 1.01, 7.01, 8.01, 9.01

same fact type: material_agreement same SEC item: 1.01, 8.01, 9.01 same event type: other_material similar materiality

This filing

An Administrative Services Agreement, dated January 26, 2026, by and between the Company and GigManagement, LLC, a copy of which is attached as Exhibit 10.4 hereto and incorporated herein by reference

Comparable filing

On May 28, 2026, Karman Holdings Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with the persons named in Schedule II thereto (the “Selling Stockholders”) and Citigroup Global Markets Inc. and Evercore Group L.L.C., as the underwriters (the “Underwriters”), pursuant to which the Selling Stockholders agreed to sell 14,000,000 shares of common stock, par value $0.001 per share, of the Company (the “Common Stock”) at a public offering price of $61.00 per share (the “Offering Price”), less underwriting discounts and commissions (the “Offering”).

Filing page SEC filing

GIPR

Generation Income Properties prices $5.0M public offering of 23.8M shares and warrants at $0.21/unit

GENERATION INCOME PROPERTIES, INC. June 1, 2026, 5:27 PM ET other_material Items 1.01, 8.01, 9.01

same fact type: material_agreement same SEC item: 1.01, 8.01, 9.01 same event type: other_material similar materiality

This filing

An Administrative Services Agreement, dated January 26, 2026, by and between the Company and GigManagement, LLC, a copy of which is attached as Exhibit 10.4 hereto and incorporated herein by reference

Comparable filing

In connection with the Offering, on May 28, 2026, the Company entered into a placement agency agreement (the “Placement Agency Agreement”) with Maxim Group LLC, as placement agent

Filing page SEC filing

CITR

CitroTech exchanges all Series A Preferred for Series C Convertible; BoltRock gets board rights

CitroTech Inc. June 1, 2026, 4:15 PM ET other_material Items 1.01, 3.02, 9.01

same fact type: material_agreement same SEC item: 1.01, 3.02, 9.01 same event type: other_material similar materiality

This filing

An Administrative Services Agreement, dated January 26, 2026, by and between the Company and GigManagement, LLC, a copy of which is attached as Exhibit 10.4 hereto and incorporated herein by reference

Comparable filing

On May 28, 2026, CitroTech Inc., a Wyoming corporation (the “Company”), entered into Stock Exchange and Stockholders Agreements (the “Exchange Agreements”) with the holders (the “Holders”) of the Company’s outstanding Series A Preferred Stock

Filing page SEC filing

DCOM

Dime Commercial Bancshares name change effective; three executives amend employment agreements

Dime Community Bancshares, Inc. /NY/ June 1, 2026, 4:02 PM ET other_material Items 5.02, 5.03, 5.07, 9.01

same fact type: governance_change same SEC item: 5.02, 5.03, 9.01 same event type: other_material similar materiality

This filing

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year On January 26, 2026, in connection with the IPO, the Company adopted its First Amended and Restated Memorandum and Articles of Association (the “ Amended and Restated Articles ”), effective the same day.

Comparable filing

On May 28, 2026, the Company filed with the Department of State of the State of New York a Certificate of Amendment to Certificate of Incorporation to change our corporate name from Dime Community Bancshares, Inc. to Dime Commercial Bancshares, Inc., effective immediate.

Filing page SEC filing

Source: SEC EDGAR

accession 0001193125-26-031857

view filing index on sec.gov

view primary document

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.