Tempest Therapeutics raises ~$2M in private placement of stock and warrants

Tempest Therapeutics, Inc.

Raised ~$2M gross from private placement of 462,964 shares + pre-funded warrants at $2.16 per unit.
Issued Series A (5-yr) and Series B (24-mo) warrants exercisable at $2.16; exercisable upon stockholder approval.
Proceeds to be used for working capital; closing expected March 23, 2026.
Registration rights agreement requires filing resale registration within 15 days.
H.C. Wainwright served as placement agent; fees of 6% (institutional) and 3% (strategic).

item 1.01 item 3.02 item 9.01

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accession 0001193125-26-118618

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