secwatch / observer
8-K filed June 1, 2026, 4:00 PM ET ticker GECC CIK 0001675033
other confidence high sentiment neutral materiality 0.15

Directors Kuperschmid and Cohen reelected at Great Elm Capital Corp. annual meeting

Great Elm Capital Corp.

item 5.07

Machine-readable event card

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Great Elm Capital Corp.
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JSON Markdown Plain text

Source-grounded claims

1f2f71e038a6bbe99ace030c9cbe132ba1fad39b

Great Elm Capital Corp. shareholders approved Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 at the 2026-05-29 meeting.

On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901 For Against Abstain Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374

SEC 8-K Item 5.07 confidence 0.95 SEC evidence

b091670eabc85799b781a1f06b46c899082d2b45

Great Elm Capital Corp. shareholders approved Election of director: Richard Cohen at the 2026-05-29 meeting.

On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901 For Against Abstain Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374

SEC 8-K Item 5.07 confidence 0.95 SEC evidence

dc50b40331f8ee466db783f19904d2f320db14b7

Great Elm Capital Corp. shareholders approved Election of director: Mark Kuperschmid at the 2026-05-29 meeting.

On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901 For Against Abstain Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374

SEC 8-K Item 5.07 confidence 0.95 SEC evidence

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NWN shareholders elect three directors, approve say-on-pay, ratify PwC

Northwest Natural Holding Co June 1, 2026, 4:21 PM ET other Items 5.07

same fact type: shareholder_vote same SEC item: 5.07 same event type: other similar materiality

This filing

On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901 For Against Abstain Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374

Comparable filing

Proposal 3: The appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal year 2026 was ratified. FOR 35,733,652 AGAINST 1,056,147 ABSTAIN 112,887 BROKER NON-VOTES N/A

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This filing

On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901 For Against Abstain Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374

Comparable filing

Item 2 - Ratification of the appointment of Deloitte SA as the Company's independent registered public accounting firm for the year ending December 31, 2026.

Filing page SEC filing

CLAR

Clarus shareholders elect all five director nominees, approve say-on-pay and auditor ratification

Clarus Corp June 1, 2026, 4:15 PM ET other Items 5.07

same fact type: shareholder_vote same SEC item: 5.07 same event type: other similar materiality

This filing

On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901 For Against Abstain Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374

Comparable filing

Proposal 1 – To elect five directors to serve on the Company’s Board of Directors until the next Annual Meeting of Stockholders and until their successors are duly elected and qualified: Name Votes For Votes Withheld Broker Non-Votes Warren B. Kanders 22,373,079 5,085,245 5,086,329 Nicholas Sokolow 20,395,026 7,063,298 5,086,329 Susan Ottmann 22,314,213 5,144,111 5,086,329 Roger Werner 21,940,144 5,518,180 5,086,329 Mark M. Besca 22,037,878 5,420,446 5,086,329

Filing page SEC filing

AAT

AAT stockholders elect all five director nominees, ratify EY as auditor at 2026 annual meeting

American Assets Trust, Inc. June 1, 2026, 4:15 PM ET other Items 5.07

same fact type: shareholder_vote same SEC item: 5.07 same event type: other similar materiality

This filing

On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901 For Against Abstain Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374

Comparable filing

Proposal No. 2: The ratification of the appointment Erns t & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2026.

Filing page SEC filing

AXON

Axon shareholders elect all 9 director nominees and approve say-on-pay at 2026 annual meeting

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same fact type: shareholder_vote same SEC item: 5.07 same event type: other similar materiality

This filing

On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901 For Against Abstain Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374

Comparable filing

The non-binding advisory vote to approve the compensation of the Company's named executive officers was approved as follows: FOR AGAINST ABSTAIN BROKER NON-VOTES 54,903,698 6,239,017 112,972 11,665,236

Filing page SEC filing

ACRE

Ares Commercial Real Estate Corporation reports 2026 Annual Meeting voting results

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On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901 For Against Abstain Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374

Comparable filing

A proposal to ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026. VOTES FOR VOTES AGAINST VOTES ABSTAINED 36,662,962 328,926 2,908,831

Filing page SEC filing

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Neptune Insurance stockholders re-elect Burgess and Carlon as directors, ratify PwC as auditor

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same fact type: shareholder_vote same SEC item: 5.07 same event type: other similar materiality

This filing

On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901 For Against Abstain Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374

Comparable filing

The stockholders elected the following two nominees as Class I directors to serve until the 2029 Annual Meeting and until their respective successors are duly elected and qualified: Director Nominee For Withhold Broker Non-Vote Trevor Burgess 465,826,867 4,750,045 4,749,977 Jonathan Carlon 465,861,507 4,715,404 4,749,977

Filing page SEC filing

TBBK

Bancorp stockholders elect all 10 director nominees and approve say-on-pay and auditor ratification at annual meeting

Bancorp, Inc. June 1, 2026, 4:05 PM ET other Items 5.07

same fact type: shareholder_vote same SEC item: 5.07 same event type: other similar materiality

This filing

On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901 For Against Abstain Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374

Comparable filing

The stockholders approved, on an advisory, non-binding basis, the compensation paid to the Company’s named executive officers for the fiscal year ended December 31, 2025, by the votes set forth below.

Filing page SEC filing

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