Extracted from this filing and checked against the source text.
Debt Financings
SEC 8-K Item 2.03/2.04
confidence 0.9
GLADSTONE INVESTMENT CORPORATION\DE amended credit facility of $405.0 million with KeyBank National Association at 30-day Term SOFR, subject to a floor of 0.35%, plus 2.85% per annum maturing two years after the termination of the revolving period (i.e., June 8, 2031).
- Instrument
- credit facility
- Principal
- $405.0 million
- Counterparty
- KeyBank National Association
- Rate
- 30-day Term SOFR, subject to a floor of 0.35%, plus 2.85% per annum
- Maturity
- two years after the termination of the revolving period (i.e., June 8, 2031)
- Event
- amendment
Exact text from the filing
then increasing to 3.10% for the period from June 8, 2029 to June 8, 2030, and increasing further to 3.35% thereafter; • increase the Credit Facility size from $300.0 million to $405.0 million, with the ability to increase the total maximum facility to $500.0 million; and • update certain existing terms and covenants including certain change-in-control events. The
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Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
GLADSTONE INVESTMENT CORPORATION\DE amended Amendment No. 13 with KeyBank National Association (effective 2026-06-10).
- Action
- amendment
- Agreement
- credit facility
- Counterparty
- KeyBank National Association
- Effective
- 2026-06-10
Exact text from the filing
On June 10, 2026, Gladstone Investment Corporation (the “Company”), through its wholly-owned subsidiary Gladstone Business Investment, LLC, entered into Amendment No. 13 (the “Amendment”) to its Fifth Amended and Restated Credit Agreement with KeyBank National Association (“KeyBank”), as administrative agent, joint lead arranger and lender, Fifth Third Bank as managing agent, joint lead arranger and lender, City National Bank as joint lead arranger and lender, Gladstone Management Corporation, the Company’s Adviser, as servicer, and certain other lenders party thereto (together with the Amendment, the “Credit Facility”).
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