Highest-materiality recent filing
Gladstone Investment Q1 NII $0.40/share; NAV down to $16.24; credit facility expanded to $405M
Net investment income of $15.9M ($0.40/share) vs net investment loss of $10.6M ($0.27/share) in prior quarter; adjusted NII $0.26/share.
Gladstone Investment adjourns 2026 annual meeting due to lack of quorum; reconvenes Sept 4
Annual meeting on Aug 6, 2026 lacked quorum; no business was conducted.
SFEG Holdings agreed to sell Specialized Fabrication Equipment Group to Enerpac Tool Group Corp.
Gladstone Investment expands credit facility to $405M, extends maturity to June 2030
Credit facility size increased from $300M to $405M; can be further raised to $500M.
Gladstone Investment Elects George Stelljes to Board, Expands to 8 Directors
George 'Chip' Stelljes elected independent director effective June 1, 2026, joining the 2028 class.
Gladstone Investment reports Q4 net investment loss $0.27/sh; adjusted NII $0.20/sh; NAV $16.78
Q4 net investment loss $10.6M ($0.27/sh); adjusted net investment income $7.9M ($0.20/sh).
David Gladstone stepped down as CEO effective March 20, 2026; remains Chairman of the Board.
Gladstone Investment issues $115M of 7.125% Notes due 2031
$115M aggregate principal, 7.125% interest, mature May 1, 2031; quarterly interest starts May 1, 2026.
Gladstone Investment announces $100M 7.125% Notes due 2031 offering
Issued $100M aggregate principal amount of 7.125% Notes due 2031.
Gladstone Investment Q3 net investment loss $6.5M; adjusted NII $0.21; NAV rises to $14.95
Net investment loss of $6.5M ($0.16/share) vs income of $4.3M prior quarter; adjusted NII of $0.21/share (down from $0.24) excludes $14.7M incentive fee accrual.
Gladstone Investment to redeem all $74.75M of 8.00% notes due 2028 on Dec 16
Redemption covers $74,750,000 aggregate principal of 8.00% Notes due 2028 (GAINL).
Gladstone Investment prices $60M 6.875% Notes due 2028 offering
Issued $60M aggregate principal of 6.875% Notes due Nov 1, 2028, priced Nov 6, 2025.
Gladstone Investment Q2 NII $0.11, adj NII $0.24; realized loss $29.9M on J.R. Hobbs
Net investment income $4.3M ($0.11/share) vs $9.1M ($0.25) prior quarter; $4.9M capital gains incentive fee accrued.
Gladstone Investment Q1 NII $0.25/sh, NAV $12.99, new investments $62.8M
Net investment income $9.1M ($0.25/sh) vs $7.2M ($0.20/sh) prior quarter; adjusted NII $0.24/sh.
Gladstone Investment shareholders elect directors, ratify auditor at annual meeting
David Gladstone and John Outland elected as directors until 2028; votes: 9.15M and 9.12M for, respectively.
Gladstone Investment declares $0.08/month dividend for Jul-Sep 2025; Q1 earnings call Aug 13
Monthly distributions of $0.08 per common share for July, August and September 2025, totaling $0.24 for the quarter.
Gladstone Investment adds M&T Securities as sales agent for up to $75M ATM offering
Entered amendments to existing sales agreements and a new agreement with M&T Securities, collectively authorizing up to $75M in common stock ATM sales.
Gladstone Investment Q4 NII $0.20/sh, adj $0.26; NAV $13.55, up 1.9% QoQ
Q4 net investment income $7.2M ($0.20/sh) vs $1.2M ($0.03) prior quarter; adj NII $0.26/sh.
Monthly distributions of $0.08 per common share declared for April, May, and June 2025.
Gladstone Investment Q3 net investment income $0.03/sh, down 85% from prior Q; NAV $13.30
Net investment income $1.2M ($0.03/sh) vs $7.3M ($0.20/sh) in prior Q; adjusted NII $0.23/sh (4% decline).
Gladstone Investment enters new advisory agreement after adviser change of control; terms unchanged
New advisory agreement with Gladstone Management Corp effective Jan 24, 2025.
Gladstone Investment declares $0.08 monthly distributions for Jan-Mar 2025; Q3 earnings call Feb 13
Monthly cash distribution of $0.08 per common share for January, February, and March 2025, total $0.24 for the quarter.
Gladstone Investment closes $126.5M offering of 7.875% Notes due 2030
Issued $126.5M aggregate principal of 7.875% Notes due Feb 1, 2030; closing Dec 17, 2024.
Gladstone Investment prices $110M of 7.875% Notes due 2030
Issued $110M aggregate principal amount of 7.875% Notes due 2030 in underwritten public offering.
Gladstone Investment Corporation director Paul W. Adelgren resigns effective December 15, 2024
Paul W. Adelgren notified Gladstone Investment Corporation on December 3, 2024 of his resignation from the board.
Gladstone Investment COO Terry Brubaker retiring Dec 2; LiCalsi assumes more duties
Terry Lee Brubaker retiring as COO effective December 2, 2024.
Gladstone Investment Q2 NII $0.20 (down 41% QoQ), adjusted NII flat $0.24, $42.3M realized gain
Net investment income $7.3M ($0.20/share), down from $12.4M ($0.34) in prior quarter; adjusted NII $8.9M ($0.24) unchanged.
Rachael Easton resigns as CFO; Taylor Ritchie appointed effective Nov 8, 2024
Rachael Easton resigned as CFO and Treasurer, effective November 8, 2024.
Gladstone Investment declares $0.08/month common stock distributions for Oct-Dec 2024
Monthly cash distributions of $0.08 per common share for each of October, November, and December 2024; total quarterly distribution $0.24.
Gladstone Investment declares $0.70 supplemental distribution for October 2024
Supplemental distribution of $0.70 per common share, payable Oct 14, 2024 (record Oct 4).
Gladstone Investment elects Katharine Cornell Gorka to Board of Directors
Katharine Cornell Gorka elected to Gladstone Investment Board effective August 22, 2024.
Gladstone Investment Q1 NII $0.34/share, total investment income down 6% on non-accruals
Net investment income $12.4M ($0.34/share) vs $5.3M ($0.15) prior quarter; adjusted NII $0.24/share unchanged.
Gladstone Investment shareholders reelect two directors, ratify PwC auditor
Wilkinson and Novara reelected as directors; 9.28M and 9.24M votes for, respectively.
Gladstone Investment declares $0.08/month common dividend for Q2 FY2025; earnings call Aug 6
Monthly cash distribution of $0.08 per share for July, August, and September 2024.
Gladstone Investment enters into $75M common stock ATM offering program
Entered sales agreements with Oppenheimer, B. Riley, and Virtu Americas as sales agents.
Gladstone Investment Q4 NII $0.15/share, down 46% QoQ; fiscal year NII $0.63, down 43%
Q4 net investment income $5.3M ($0.15/share) vs $9.7M ($0.28) prior quarter, down 45.4%.
Gladstone Investment declares $0.08 monthly dividends for April-June 2024
Monthly cash dividend of $0.08 per share for April, May, and June 2024; total quarterly $0.24.
Gladstone Investment expands credit facility to $200M from $135M
Credit facility increased by $65M to $200M via Amendment No. 9 dated Feb 5, 2024.
Gladstone Investment Q3 NII $0.28; NAV $13.01; realized gain $43.5M
Net investment income of $9.7M ($0.28/share) vs $(0.05)/share prior quarter; adjusted NII $0.26/share, up 8.3%.
Monthly cash distribution of $0.08 per common share for January, February, and March 2024; total $0.24 per share for the quarter.
Shareholders voted 15.8M for, 0.9M against to approve new investment advisory agreement with Gladstone Management Corp.
Net investment loss of $(0.05) per share; adjusted net investment income $0.24 per share (non-GAAP).
Credit facility reduced from $180.0M to $135.0M; revolving period extended to October 30, 2026, with final maturity two years later.
Gladstone Investment declares additional $0.88 supplemental distribution for Dec 2023
Supplemental distribution of $0.88 per common share; record Dec 5, payable Dec 15, 2023.
Gladstone declares $0.08/month common distributions for Oct-Dec 2023 plus $0.12 supplemental in Nov
Monthly distributions of $0.08/share for Oct, Nov, Dec 2023; supplemental $0.12/share payable Nov 17, 2023.
Gladstone Investment enters $50M at-the-market equity facility with B. Riley Securities
Up to $50M of common stock may be sold through B. Riley as sales agent.
Gladstone Investment stockholders elect English and Parker as directors, ratify PwC as auditor
Michela A. English re-elected as director with 8,671,666 votes for, 545,193 withheld, 12,565,453 broker non-votes.
Gladstone Investment Q1 NII $0.25/shr, down 13.8% QoQ; invests $48M, issues $74.8M notes
Net investment income $8.4M ($0.25/share), down from $9.6M ($0.29/share) QoQ.
Gladstone Investment declares $0.08 monthly and $0.12 supplemental distributions for Q3 2023
Monthly cash distributions of $0.08 per common share for July, August, and September 2023, and a supplemental distribution of $0.12 in September 2023.
Gladstone Investment issues $74.75M of 8.00% Notes due 2028
Issued $74.75M aggregate principal of 8.00% Notes due August 1, 2028.
On June 1, 2026, the Board of Directors (the “Board”) of Gladstone Investment Corporation (the “Company”) elected George “Chip” Stelljes, III to the Board, effective June 1, 2026.
On November 13, 2024, Terry Lee Brubaker gave notice that he will be retiring as the Chief Operating Officer of Gladstone Investment Corporation (the “Company”) effective December 2, 2024.
On October 15, 2024, the Company appointed Taylor Ritchie to serve as the Chief Financial Officer and Treasurer of the Company, with such appointment effective November 8, 2024.
On October 10, 2024, Rachael Easton gave notice that she was resigning as the Chief Financial Officer and Treasurer of Gladstone Investment Corporation (the "Company") effective November 8, 2024.
On August 22, 2024, Gladstone Investment Corporation (the “Company”) announced the election of Katharine Cornell Gorka to its Board of Directors (the “Board”), effective August 22, 2024.
On April 14, 2023, Terry L. Brubaker notified Gladstone Investment Corporation (the “Company”) that he is resigning from the Company’s board of directors, effective immediately.
On October 12, 2022, Gladstone Investment Corporation (the “Company”) announced the election of Paula Novara to its Board of Directors (the “Board”), effective October 11, 2022.
On January 8, 2022, Caren Merrick notified Gladstone Investment Corporation (the “Company”) that she is resigning from the board of directors of the Company effective immediately.
On December 13, 2021, Gladstone Investment Corporation (the “Company”) appointed Rachael Easton to serve as Chief Financial Officer and Treasurer of the Company, with such appointment effective immediately.
On October 7, 2021, Julia Ryan gave notice that she was resigning as the Chief Financial Officer of Gladstone Investment Corporation (the “Company”), effective December 3, 2021.
Max materiality 0.80 · Median 0.55 · Most common event earnings