Adamas One Corp.: Nasdaq/NYSE listing notice — Adamas One faces additional Nasdaq delisting risks for unpaid fees and late filings

Adamas One Corp.

Received Nasdaq letter on April 23, 2024 citing noncompliance with Fees Rule (unpaid annual fee) and Filings Rule (late 10-K and 10-Q).
Hearing before Nasdaq Hearings Panel scheduled for May 30, 2024 to address all three noncompliance items including Minimum Bid Price Rule.
Company will present a plan to regain compliance but warns no assurance that continued listing will be granted.
Additional noncompliance creates further delisting risk beyond the existing Minimum Bid Price Rule deficiency.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Adamas One Corp. received a nasdaq noncompliance notice notice regarding other (rules 5250(f), 5250(c)(1)).

Exchange: nasdaq
Notice: noncompliance notice
Rules: 5250(f), 5250(c)(1)

Exact text from the filing

April 23, 2024, the Company received a letter from the Listing Qualifications Department of the Nasdaq Stock Market (“Nasdaq”) notifying the Company of its noncompliance with two additional rules: (1) Nasdaq Listing Rule 5250(f) (the “Fees Rule”) for the Company’s failure to pay its Nasdaq annual listing fee; and (2) Nasdaq Listing Rule 5250(c)(1) (the “Filings Rule”) for the Company’s previously disclosed failure to timely file its (a) Annual Report on Form 10-K for the year ended September 30, 2023 and (b) Quarterly Report on Form 10-Q for the period ended December 31, 2023. The Company’s vi

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Source: SEC EDGAR

accession 0001199835-24-000174

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