OCA Acquisition Corp.: Nasdaq/NYSE listing notice — OCA Acquisition Corp. receives Nasdaq delisting notice for failure to hold annual meeting

OCA Acquisition Corp.

Nasdaq notified OCA on Jan 9, 2023, for non-compliance with Listing Rule 5620(a) requiring an annual meeting within 12 months of fiscal year end.
Company has 45 days (until Feb 23, 2023) to submit a plan to regain compliance; if accepted, Nasdaq may grant until June 29, 2023.
Securities continue trading on Nasdaq while the plan is pending.
OCA Acquisition Corp. intends to submit a compliance plan within the specified period.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

OCA Acquisition Corp. received a nasdaq noncompliance notice notice regarding other (rules 5620(a), 5810(c)(2)(G)).

Exchange: nasdaq
Notice: noncompliance notice
Rules: 5620(a), 5810(c)(2)(G)

Exact text from the filing

January 9, 2023, OCA Acquisition Corp. (the “ Company ”) received a notice from the Listing Qualifications Department of The Nasdaq Stock Market (“ Nasdaq ”) stating that the Company failed to hold an annual meeting of stockholders within 12 months after its fiscal year ended December 31, 2021, as required by Nasdaq Listing Rule 5620(a). In accordance with Nasdaq Listing Rule 5810(c)(2)(G), the Company has 45 calendar days (or until February 23, 2023) to submit a plan to regain compliance and, if Nasdaq accepts the plan, Nasdaq may grant the Company up to 180 calendar days from its fiscal year

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Source: SEC EDGAR

accession 0001213900-23-002045

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