Dominari Holdings Inc. (DOMH): M&A transaction — Dominari completes acquisition of Fieldpoint Private Securities; receives ~$2M in securities

Dominari Holdings Inc.

Second closing on March 27, 2023 after FINRA approval under Rule 1017; remaining 80% interest acquired for $1.00.
Total consideration: $2M paid at initial closing (Oct 2022) for 20% stake; $1.00 for the final 80%.
Dominari Securities LLC received approximately $2,000,000 of marketable securities from FPS at second closing.
Acquired broker-dealer/RIA to form new division Dominari Securities LLC, targeting HNW/UHNW clients.
President Carlos Aldavero will lead integration; board member Kyle Wool to assist on future acquisitions.

item 2.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.9

Dominari Holdings Inc. completed an acquisition involving Fieldpoint Private Bank & Trust (closed 2023-03-27).

Action: acquisition
Counterparty: Fieldpoint Private Bank & Trust
Closing: 2023-03-27

Exact text from the filing

On March 27, 2023, Dominari Holdings completed its acquisition of Fieldpoint Private Securities, LLC from Fieldpoint Private Bank & Trust.

View on SEC.gov

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Dominari Holdings Inc. filing history →

Source: SEC EDGAR

accession 0001213900-23-023415

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