COMSovereign Holding Corp.: Nasdaq/NYSE listing notice — COMSovereign receives Nasdaq delisting notice for late 10-K filing

COMSovereign Holding Corp.

Nasdaq notice dated April 18, 2023 for non-compliance with Listing Rule 5250(c)(1) due to late Form 10-K.
Company has 60 calendar days to submit a plan to regain compliance; if accepted, extension to October 16, 2023.
Failure to file caused by delays in obtaining appraisals of intangibles and goodwill impairments.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

COMSovereign Holding Corp. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 18, 2023, the Company received a notice from The Nasdaq Stock Market LLC (“ Nasdaq ”) stating that because the Company has not yet filed the Form 10-K, the Company is no longer in compliance with Nasdaq Listing Rule 5250(c)(1), which requires listed companies to timely file all required periodic financial reports with the SEC. This notification has no immediate effect on the listing of the Company’s securities on Nasdaq. However, if the Company fails to timely regain compliance with the Nasdaq Listing Rule, the Company’s common stock, warrants and 9.25% Series A Cumulative Redeemable Per

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Source: SEC EDGAR

accession 0001213900-23-031505

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