COMSovereign Holding Corp.: Nasdaq/NYSE listing notice — COMSovereign receives Nasdaq delisting notice for late 10-K and 10-Q filings

COMSovereign Holding Corp.

Received Nasdaq notice on May 17, 2023 for non-compliance with Listing Rule 5250(c)(1) due to unfiled annual and quarterly reports.
Must submit plan to regain compliance by June 20, 2023; potential extension to October 16, 2023.
Company cites staff reductions and insufficient time to close books as reasons for the delays.
If compliance not regained, common stock (COMS), warrants (COMSW), and preferred stock (COMSP) subject to delisting.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

COMSovereign Holding Corp. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

der Nasdaq rules, the Company has 60 calendar days to submit to Nasdaq a plan to regain compliance with the Nasdaq Listing Rule. If Nasdaq accepts the Company’s plan, then Nasdaq may grant the Company up to 180 days from the prescribed due date for filing the Form 10-K (as extended pursuant to Rule 12b-25 under the Securities Exchange Act of 1934, as amended) to regain compliance. If Nasdaq does not accept the Company’s plan, then the Company will have the opportunity to appeal that decision to a Nasdaq Hearings Panel. The Company is working diligently to complete the Form 10-K and intends to

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Source: SEC EDGAR

accession 0001213900-23-041533

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