secwatch / observer
8-K filed May 26, 2023, 7:59 PM ET ticker ALBT CIK 0001630212
debt confidence high sentiment neutral materiality 0.70

Avalon GloboCare Corp. (ALBT): debt financing — Avalon Globocare enters $1M balloon mortgage and $1.5M convertible note financing

Avalon GloboCare Corp.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

Avalon GloboCare Corp. incurred mortgage of $1,000,000.00 with S&P Principal LLC at accrue interest at the annual rate of 13.0% maturing October, 2025.

Instrument
mortgage
Principal
$1,000,000.00
Counterparty
S&P Principal LLC
Rate
accrue interest at the annual rate of 13.0%
Maturity
October, 2025
Event
incurrence
Exact text from the filing
On May 18, 2023, the Company, as sole member of Avalon RT9 Properties, LLC, a New Jersey limited liability company (“ Avalon RT9 ”), authorized Avalon RT9 to execute and deliver, that certain balloon mortgage note, dated May 24, 2023 in favor of S&P Principal LLC (the “ Lender ”) in the original principal amount of $1,000,000.00 (the “ Balloon Mortgage Note ”), which Balloon Mortgage Note shall accrue interest at the annual rate of 13.0% and be paid in monthly installments of interest-only in the amount of $10,833.33 commencing in June, 2023 and continuing through October, 2025 (at which point any unpaid balance of principal, interest and other charges shall be due and payable), and be secured by a second-lien mortgage on certain real property and improvements located at 4400 Route 9, Freehold, Monmouth County, New Jersey, as evidenced by that Second Mortgage and Security Agreement dated May 24, 2023 (the “ Mortgage ”).
View on SEC.gov
Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

Avalon GloboCare Corp. incurred convertible notes of $1,500,000.00 with Mast Hill Fund, L.P. at 13%.

Instrument
convertible notes
Principal
$1,500,000.00
Counterparty
Mast Hill Fund, L.P.
Rate
13%
Event
incurrence
Exact text from the filing
On May 23, 2023, AVALON GLOBOCARE CORP. (the “ Company ”) entered into securities purchase agreements (the “ Securities Purchase Agreements ”) with Mast Hill Fund, L.P. (“ Mast Hill ”) for the issuance of 13% senior secured promissory notes in the aggregate principal amount of $1,500,000.00 (collectively the “ Notes ”) convertible into shares of common stock, par value $0.0001 per share, of the Company, as well as the issuance of up to 75,000 shares of common stock as a commitment fee and warrants for the purchase of up to 230,000 shares of common stock of the Company.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Avalon GloboCare Corp. entered into Securities Purchase Agreement (Convertible Note Financing) with Mast Hill Fund, L.P. valued at aggregate principal amount of $1,500,000.00, convertible into common stock at $4.5 per share, with w (effective 2023-05-23).

Action
entry
Agreement
notes offering
Counterparty
Mast Hill Fund, L.P.
Value
aggregate principal amount of $1,500,000.00, convertible into common stock at $4.5 per share, with w
Effective
2023-05-23
Exact text from the filing
Convertible Note Financing On May 23, 2023, AVALON GLOBOCARE CORP. (the “ Company ”) entered into securities purchase agreements (the “ Securities Purchase Agreements ”) with Mast Hill Fund, L.P. (“ Mast Hill ”) for the issuance of 13% senior secured promissory notes in the aggregate principal amount of $1,500,000.00 (collectively the “ Notes ”) convertible into shares of common stock, par value $0.0001 per share, of the Company, as well as the issuance of up to 75,000 shares of common stock as a commitment fee and warrants for the purchase of up to 230,000 shares of common stock of the Company.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Avalon GloboCare Corp. entered into Balloon Mortgage Note with S&P Principal LLC valued at $1,000,000.00 principal amount, 13% annual interest (effective 2023-05-24).

Action
entry
Agreement
credit facility
Counterparty
S&P Principal LLC
Value
$1,000,000.00 principal amount, 13% annual interest
Effective
2023-05-24
Exact text from the filing
Balloon Mortgage Note On May 18, 2023, the Company, as sole member of Avalon RT9 Properties, LLC, a New Jersey limited liability company (“ Avalon RT9 ”), authorized Avalon RT9 to execute and deliver, that certain balloon mortgage note, dated May 24, 2023 in favor of S&P Principal LLC (the “ Lender ”) in the original principal amount of $1,000,000.00 (the “ Balloon Mortgage Note ”), which Balloon Mortgage Note shall accrue interest at the annual rate of 13.0% and be paid in monthly installments of interest-only in the amount of $10,833.33 commencing in June, 2023 and continuing through October, 2025 (at which point any unpaid balance of principal, interest and other charges shall be due and payable), and be secured by a second-lien mortgage on certain real property and improvements located at 4400 Route 9, Freehold, Monmouth County, New Jersey, as evidenced by that Second Mortgage and Security Agreement dated May 24, 2023 (the “ Mortgage ”).
View on SEC.gov

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Avalon GloboCare Corp. filing history →

Source: SEC EDGAR
accession 0001213900-23-043586
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