secwatch / observer
8-K filed June 21, 2023, 7:59 PM ET ticker REFI CIK 0001867949
other material confidence high sentiment neutral materiality 0.65

Chicago Atlantic Real Estate Finance enters $75M at-the-market equity offering

Chicago Atlantic Real Estate Finance, Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Chicago Atlantic Real Estate Finance, Inc. entered into Sales Agreements with BTIG, LLC, Compass Point Research & Trading LLC, and Oppenheimer & Co. Inc. valued at up to $75,000,000 (effective 2023-06-20).

Action
entry
Agreement
atm program
Counterparty
BTIG, LLC, Compass Point Research & Trading LLC, and Oppenheimer & Co. Inc.
Value
up to $75,000,000
Effective
2023-06-20
Exact text from the filing
On June 20, 2023, Chicago Atlantic Real Estate Finance, Inc. (the “Company”) and Chicago Atlantic REIT Manager LLC (the “Manager”) entered into separate at-the-market sales agreements (each a “Sales Agreement” and together, the “Sales Agreements”) with BTIG, LLC, Compass Point Research & Trading LLC, and Oppenheimer & Co. Inc. (each a “Sales Agent” and together, the “Sales Agents”).
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.99

Chicago Atlantic Real Estate Finance, Inc. shareholders approved Ratification of the Appointment of BDO USA LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023 at the 2023-06-15 meeting.

Proposal
auditor ratification
Outcome
passed
Meeting
2023-06-15
Exact text from the filing
Ratification of the Appointment of BDO USA LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023: Stockholders of the Company ratified the appointment of BDO USA LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023 based on the following votes: Votes For Votes Against Abstentions/ Withheld Broker Non-Votes All Stockholders 12,168,943 94,041 127,314 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.99

Chicago Atlantic Real Estate Finance, Inc. shareholders approved Election of Directors at the 2023-06-15 meeting.

Proposal
director election
Outcome
passed
Meeting
2023-06-15
Exact text from the filing
The Company held its 2023 Annual Meeting of Stockholders on June 15, 2023 and submitted two (2) matters to the vote of stockholders. A summary of the matters voted upon by the stockholders is set forth below. Election of Directors: Stockholders of the Company elected nine nominees for director, each to serve for a one-year term to expire at the 2024 Annual Meeting of Stockholders based on the following votes: Nominee Total Votes For Total Votes Withheld Broker Non-Votes Andreas Bodmeier 3,827,939 155,969 8,406,390 John Mazarakis 3,827,550 156,358 8,406,390 Anthony Cappell 3,943,564 40,344 8,406,390 Peter Sack 3,814,319 169,589 8,406,390 Jason Papastavrou 2,346,045 1,637,863 8,406,390 Frederick C. Herbst 3,938,889 45,019 8,406,390 Donald E. Gulbrandsen 3,058,670 925,238 8,406,390 Brandon Konigsberg 3,900,240 83,668 8,406,390 Michael L. Steiner 3,058,660 925,248 8,406,390
View on SEC.gov

Browse all material agreements →

Chicago Atlantic Real Estate Finance, Inc. filing history →

Source: SEC EDGAR
accession 0001213900-23-050193
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