COMSovereign Holding Corp.: Nasdaq/NYSE listing notice — COMSovereign receives Nasdaq delisting notice due to continued 10-Q delinquency; must submit compliance plan by Aug 31

COMSovereign Holding Corp.

Received Nasdaq notice on Aug 16, 2023 for failure to timely file Form 10-Q for Q2 2023.
Previously granted exception until Oct 2, 2023 to file delinquent Form 10-K and Q1 10-Q.
Must submit updated compliance plan by Aug 31, 2023; Nasdaq may grant up to 180 days from filing due date (Oct 16, 2023).
If plan not accepted or compliance not regained, securities (COMS, COMSW, COMSP) subject to delisting.
Company states it is working diligently to complete filings.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

COMSovereign Holding Corp. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 18, 2023, the Company received a notice from The Nasdaq Stock Market LLC (“ Nasdaq ”) stating that because the Company has not yet filed the Form 10-K, the Company is no longer in compliance with Nasdaq Listing Rule 5250(c)(1), which requires listed companies to timely file all required periodic financial reports with the SEC. On May 17, 2023, the Company received a notice from Nasdaq stating that because the Company has not yet filed its Quarterly Report on Form 10-Q for the quarter ended March 31, 2023 (the “Form 10-Q”), the Company is not in compliance with Nasdaq Listing Rules. On Au

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Source: SEC EDGAR

accession 0001213900-23-069943

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