NextPlay Technologies Inc.: Nasdaq/NYSE listing notice — Nasdaq grants NextPlay exception until Nov 27, 2023 to file delinquent annual and quarterly reports

NextPlay Technologies Inc.

Company received delisting notices on June 6 and July 19, 2023 for failing to timely file FY 2023 10-K and Q1 FY 2024 10-Q.
Submitted compliance plan on August 4, 2023; Nasdaq granted exception until November 27, 2023 to file both reports.
If reports are not filed by Nov 27, 2023, Nasdaq will issue a delisting determination; company may appeal.
Company intends to file before deadline, but no assurance of success.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

NextPlay Technologies Inc. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

Rule. If the Company fails to file the 10-K and 10-Q with the Commission by November 27, 2023, Nasdaq will provide written notification to the Company that its securities will be delisted. At that time, the Company may appeal the Nasdaq staff’s determination to a Hearings Panel under Nasdaq Listing Rule 5815. The Company currently intends to file its 10-K and 10-Q before the November 27, 2023 deadline. However, there can be no assurance that the Company will be successful in implementing its plan to regain compliance with the Nasdaq Listing Rules, including filing both the 10-K and 10-Q with t

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Source: SEC EDGAR

accession 0001213900-23-070618

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