ConvexityShares Trust: Nasdaq/NYSE listing notice — ConvexityShares Trust receives NYSE Arca delisting notice for SPKY, SPKX funds

ConvexityShares Trust

NYSE Arca found each fund non-compliant with Rule 8.200-E(d)(2)(C) requiring aggregate market value of at least $1,000,000.
Funds commenced trading on August 16, 2022; notice received on August 25, 2023, after the initial twelve-month period.
Trust is eligible for a six-month cure period; sponsor Teucrium Trading LLC is developing a plan to regain compliance.
Non-compliance relates to ConvexityShares Daily 1.5x SPIKES Futures ETF (SPKY) and 1x SPIKES Futures ETF (SPKX).

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

ConvexityShares Trust received a nyse deficiency notice notice regarding market value.

Exchange: nyse
Notice: deficiency notice
Deficiency: market value

Exact text from the filing

August 25, 2023, Teucrium Trading LLC (“Teucrium”), sponsor of ConvexityShares Trust (the “Trust”) and its series, ConvexityShares Daily 1.5x SPIKES Futures ETF and ConvexityShares 1x SPIKES Futures ETF (each a “Fund” and together, the “Funds”), received a notice (the “Notice”) from NYSE Regulation indicating that each Fund was found to be non-compliant with the continued listing requirements for Trust Issued Receipts listed on NYSE Arca Inc. (the “Exchange”). Specifically, NYSE Regulation found the Funds to be out of compliance with Rule 8.200-E(d)(2)(C), which requires each Fund to have an a

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Source: SEC EDGAR

accession 0001213900-23-071515

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