AMAZE HOLDINGS, INC. (AMZE): Nasdaq/NYSE listing notice — Fresh Vine Wine license deals with Dobrev, Hough terminated; NYSE non-compliance notice received

AMAZE HOLDINGS, INC.

License agreements with Nina Dobrev and Jaybird Investments (Julianne Hough) terminated Sept 7, 2023 for unpaid fees.
Company must cease marketing/sale of products featuring their likeness after 90-day sell-off period.
NYSE American notified non-compliance: stockholders' equity $2.4M vs $4M minimum required under Section 1003(a)(ii).
Compliance plan due Oct 9, 2023; failure may lead to delisting from NYSE American (symbol VINE).

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.99

AMAZE HOLDINGS, INC. received a nyse_american deficiency notice notice regarding stockholders equity (rules 1003(a)(ii)).

Exchange: nyse american
Notice: deficiency notice
Deficiency: stockholders equity
Rules: 1003(a)(ii)

Exact text from the filing

September 8, 2023, Fresh Vine Wine, Inc. (the “Company”) received a written notice (the “Notice”) from NYSE American LLC (“NYSE American”) stating that the Company was not in compliance with NYSE American continued listing standards relating to stockholders’ equity. Specifically, the Notice stated that the Company is not in compliance with the continued listing standard set forth in Section 1003(a)(ii) of the NYSE American Company Guide (the “Company Guide”), which requires that a listed company have stockholders’ equity of at least $4 million if the company has reported losses from continuing

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AMAZE HOLDINGS, INC. filing history →

Source: SEC EDGAR

accession 0001213900-23-076411

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