Collective Audience, Inc.: Nasdaq/NYSE listing notice — Abri SPAC I receives Nasdaq delisting notice for failure to maintain $35M MVLS

Collective Audience, Inc.

Nasdaq notified Abri on Sept 21, 2023, that MVLS remained below $35M for 30 consecutive trading days.
Delisting of units, common stock, and warrants scheduled for Oct 2, 2023, unless a hearing is requested.
Company had until Sept 19, 2023, to regain compliance after a prior March 23, 2023 notice.
Abri failed to meet the MVLS requirement under Nasdaq Listing Rule 5550(b)(2).

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.82

Collective Audience, Inc. received a nasdaq noncompliance notice notice regarding market value (rules 5550(b)(2), 5810(c)(3)(C)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: market value
Rules: 5550(b)(2), 5810(c)(3)(C)

Exact text from the filing

September 19, 2023, to regain compliance with the Rule in accordance with Listing Rule 5810(c)(3)(C). 1 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: September 22, 2023 ABRI SPAC I, INC. By: /s/ Jeffrey Tirman Name: Jeffrey Tirman Title: Chief Executive Officer 2

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Source: SEC EDGAR

accession 0001213900-23-078854

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