secwatch / observer
8-K filed November 2, 2023, 7:59 PM ET ticker FOXO CIK 0001812360
other material confidence high sentiment negative materiality 0.85

FOXO TECHNOLOGIES INC. (FOXO): Nasdaq/NYSE listing notice — FOXO defaults on PIK notes, enters software license with related party, announces reverse split

FOXO TECHNOLOGIES INC.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

FOXO TECHNOLOGIES INC. reported a default on senior notes of aggregate principal amount of $3,457,500 at 15% per annum (compounded quarterly on each December 20, March 20, June 20 and S maturing April 1, 2024.

Instrument
senior notes
Principal
aggregate principal amount of $3,457,500
Rate
15% per annum (compounded quarterly on each December 20, March 20, June 20 and S
Maturity
April 1, 2024
Event
default
Exact text from the filing
As previously disclosed, on September 20, 2022, the Company issued to certain investors 15% Senior Promissory Notes (the “PIK Notes”) in an aggregate principal amount of $3,457,500, each with a maturity date of April 1, 2024 (the “Maturity Date”). Pursuant to the terms of the PIK Notes, commencing on November 1, 2023, and on each one month anniversary
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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.65

FOXO TECHNOLOGIES INC. received a nyse_american deficiency notice notice regarding other.

Exchange
nyse american
Notice
deficiency notice
Exact text from the filing
October 31, 2023, the Company received notice from NYSE American that NYSE American had halted trading in the Common Stock until the effectiveness of the Reverse Stock Split (as defined in
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Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

FOXO TECHNOLOGIES INC.: Amended Second Amended and Restated Certificate of Incorporation to implement a 1-for-10 reverse stock split (effective 2023-11-06).

Change
charter amendment
Effective
2023-11-06
Exact text from the filing
On October 31, 2023, the Company amended its Second Amended and Restated Certificate of Incorporation, as amended (the “Charter Amendment”), to implement a 1-for-10 reverse stock split, such that every 10 shares of Common Stock will be combined into one issued and outstanding share of Common Stock, with no change in the $0.0001 par value per share (the “Reverse Stock Split”). The Reverse Stock Split will be effective at 4:01 p.m., Eastern Time, on November 6, 2023.
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

FOXO TECHNOLOGIES INC. entered into Letter Agreement with KR8 AI Inc. valued at $2,500,000 (effective 2023-10-29).

Action
entry
Agreement
license
Counterparty
KR8 AI Inc.
Value
$2,500,000
Effective
2023-10-29
Exact text from the filing
On October 29, 2023, FOXO Technologies Inc. (the “Company”) entered into a letter agreement (the “Letter Agreement”) with KR8 AI Inc. (“KR8”), pursuant to which KR8 granted the Company a provisional exclusive license (the “License”) to use KR8’s KR8 AI Eco System and iOS/Android app to develop one or more consumer health, wellness and longevity apps.
View on SEC.gov

102 debt financings filed in the last 30 days. Browse all debt financings →

FOXO TECHNOLOGIES INC. filing history →

Source: SEC EDGAR
accession 0001213900-23-082859
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