secwatch / observer
8-K filed November 27, 2023, 6:59 PM ET CIK 0001698113
other material confidence high sentiment negative materiality 0.85

ID Auto, Inc.: Nasdaq/NYSE listing notice — PARTS iD defaults on Lind Note after missing 10-Q filing; NYSE American issues non-compliance notice

ID Auto, Inc.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

ID Auto, Inc. reported a default on convertible notes of $5,367,500 with Lind Global Fund II LP.

Instrument
convertible notes
Principal
$5,367,500
Counterparty
Lind Global Fund II LP
Event
default
Exact text from the filing
Fund II LP (“Lind”) pursuant to which the Company issued and sold, in a private placement, (A) a senior secured convertible promissory note in the aggregate principal amount of $5,367,500 (the “Lind Note”) and (B) 12,837,838 warrants to purchase shares of the Company’s Class A common stock (the “Common Stock”) at an exercise price of $0.50 per share (the “Lind
View on SEC.gov
Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

ID Auto, Inc. received a nyse_american noncompliance notice notice regarding late filing (rules 1007).

Exchange
nyse american
Notice
noncompliance notice
Deficiency
late filing
Rules
1007
Exact text from the filing
November 21, 2023, the Company received written notice (the “Notice”) from the NYSE American LLC (the “NYSE American”) indicating that the Company is not in compliance with the NYSE American’s continued listing standards because the Company did not timely file its Quarterly Report on Form 10-Q for the quarter September 30, 2023 (the “Form 10-Q”), which was due on November 20, 2023. In accordance with Section 1007 of the NYSE American Company Guide, the Company will have six months from the date of the Notice (the “Initial Cure Period”), to file the Form 10-Q with the Securities and Exchange Co
View on SEC.gov

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Source: SEC EDGAR
accession 0001213900-23-090229
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