Trinity Capital enters ATM sales agreements for up to $145.7M of common stock

Trinity Capital Inc.

Entered into open market sale agreements with Jefferies LLC and B. Riley Securities as sales agents.
May issue and sell up to $145.7M in aggregate offering price of common stock through at-the-market offerings.
Each sales agent receives up to 2.00% commission on gross sales price, plus expense reimbursement.
Net proceeds to be used for investments in line with investment objective and general corporate purposes.
Shares will be offered under existing shelf registration statement (Form N-2 File No. 333-261782).

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Trinity Capital Inc. entered into Open Market Sale Agreement with Jefferies LLC valued at up to $145,700,000 in aggregate offering price of shares (effective 2023-12-01).

Action: entry
Agreement: equity purchase
Counterparty: Jefferies LLC
Value: up to $145,700,000 in aggregate offering price of shares
Effective: 2023-12-01

Exact text from the filing

On December 1, 2023, Trinity Capital Inc. (the “Company”) entered into (i) an open market sale agreement with Jefferies LLC (“Jefferies”), as sales agent and/or principal thereunder, and (ii) an open market sale agreement with B. Riley Securities, Inc. (together with Jefferies, the “Sales Agents”), as sales agent and/or principal thereunder.

View on SEC.gov

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Trinity Capital Inc. entered into Open Market Sale Agreement with B. Riley Securities, Inc. valued at up to $145,700,000 in aggregate offering price of shares (effective 2023-12-01).

Action: entry
Agreement: equity purchase
Counterparty: B. Riley Securities, Inc.
Value: up to $145,700,000 in aggregate offering price of shares
Effective: 2023-12-01

Exact text from the filing

On December 1, 2023, Trinity Capital Inc. (the “Company”) entered into (i) an open market sale agreement with Jefferies LLC (“Jefferies”), as sales agent and/or principal thereunder, and (ii) an open market sale agreement with B. Riley Securities, Inc. (together with Jefferies, the “Sales Agents”), as sales agent and/or principal thereunder.

View on SEC.gov

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Trinity Capital Inc. filing history →

Source: SEC EDGAR

accession 0001213900-23-092025

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