T3 Defense Inc. (DFNS): Nasdaq/NYSE listing notice — Brilliant Acquisition Corp receives Nasdaq deficiency notice for failing to meet minimum public holders requirement

T3 Defense Inc.

Received Nasdaq notice on Dec 11, 2023 for non-compliance with Listing Rule 5550(a)(3) requiring at least 300 public holders.
Company previously granted continued listing until Dec 23, 2023; Nasdaq panel will consider this new deficiency.
Company to present views on deficiency to panel by Dec 18, 2023; no immediate effect on trading.
CEO Dr. Peng Jiang signed the report on Dec 14, 2023.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

T3 Defense Inc. received a nasdaq noncompliance notice notice regarding shareholders (rules 5550(a)(3)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: shareholders
Rules: 5550(a)(3)

Exact text from the filing

December 11, 2023, Brilliant Acquisition Corporation (the “Company”) received a written notice (the “Notice”) from the Nasdaq Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) indicating that the Company was not in compliance with Listing Rule 5550(a)(3), which requires the Company to have at least 300 public holders for continued listing on the Nasdaq Capital Market. The Notice is only a notification of deficiency, not of imminent delisting, and has no current effect on the listing or trading of the Company’s securities on Nasdaq. As previously disclosed, on September 18

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T3 Defense Inc. filing history →

Source: SEC EDGAR

accession 0001213900-23-096092

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