secwatch / observer
8-K filed December 15, 2023, 6:59 PM ET ticker XTIA CIK 0001529113
other material confidence high sentiment neutral materiality 0.65

Inpixon receives ~$2.52M from warrant exercise inducement; issues new warrants

XTI Aerospace, Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

XTI Aerospace, Inc. entered into Warrant Inducement Letter Agreements with holders of Common Stock Purchase Warrants issued May 17, 2023 and reissued December 15, 2023 valued at Gross proceeds of $2,520,427.88 from exercise of 55,000,000 Existing Warrants at reduced exercise pr (effective 2023-12-15).

Action
entry
Agreement
underwriting
Counterparty
holders of Common Stock Purchase Warrants issued May 17, 2023 and reissued December 15, 2023
Value
Gross proceeds of $2,520,427.88 from exercise of 55,000,000 Existing Warrants at reduced exercise pr
Effective
2023-12-15
Exact text from the filing
On December 15, 2023, Inpixon (the “Company”) entered into warrant inducement letter agreements (the “Inducement Agreements”) with the holders (including their respective successors and assigns, the “Holders”) of the Common Stock Purchase Warrants issued by the Company on May 17, 2023 and reissued on December 15, 2023, as applicable (as amended on June 20, 2023, the “Existing Warrants”).
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

XTI Aerospace, Inc. entered into Engagement Agreement with Placement Agent with Joseph Gunnar & Co., LLC valued at Cash fee of 5.5% of aggregate gross proceeds from warrant exercise; expense reimbursement up to $25, (effective 2023-12-13).

Action
entry
Counterparty
Joseph Gunnar & Co., LLC
Value
Cash fee of 5.5% of aggregate gross proceeds from warrant exercise; expense reimbursement up to $25,
Effective
2023-12-13
Exact text from the filing
The Company engaged Joseph Gunnar & Co., LLC as the exclusive placement agent (the “Placement Agent”) in connection with the Inducement Agreements pursuant to an engagement agreement, dated December 13, 2023, by and between the Company and the Placement Agent, and agreed to pay the Placement Agent a cash fee equal to 5.5% of the aggregate gross proceeds received from the Holders’ exercise of their Existing Warrants in the Warrant Exercise and to reimburse the Placement Agent up to $25,000 for expenses (inclusive of legal fees) in connection therewith.
View on SEC.gov

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XTI Aerospace, Inc. filing history →

Source: SEC EDGAR
accession 0001213900-23-096181
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