Northern Star Investment Corp. IV: Nasdaq/NYSE listing notice — Northern Star SPAC IV delisted from NYSE; trades OTC, plans Nasdaq listing

Northern Star Investment Corp. IV

NYSE Committee affirmed delisting on Dec 20, 2023; Form 25 filed Dec 21.
Class A common and units suspended on NYSE since Sept 13, now trade OTC: NSTD / NSTD.U.
Warrants trade OTC under symbol NSTD WS.
Company intends to seek Nasdaq listing before or with any business combination.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.82

Northern Star Investment Corp. IV received a nasdaq noncompliance notice notice regarding other (rules 802.01B).

Exchange: nasdaq
Notice: noncompliance notice
Rules: 802.01B

Exact text from the filing

December 21, 2023, the Staff filed a Form 25 with the Securities and Exchange Commission (the “SEC”) to remove the Company’s Class A Common Stock and Units from listing and registration on the NYSE. The delisting will be effective 10 days following the date of filing of the Form 25. The Company’s Class A Common Stock and Units will continue to trade on the OTC marketplaces following the delisting. The Company intends to seek a listing of its securities on the Nasdaq Stock Market prior to or in connection with the consummation of any business combination the Company may seek to consummate. Forw

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Source: SEC EDGAR

accession 0001213900-23-098643

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