Profusa, Inc. (PFSA): Nasdaq/NYSE listing notice — NorthView Acquisition receives Nasdaq notice for missing annual meeting deadline

Profusa, Inc.

Nasdaq notified NorthView on Jan 11, 2024, for failing to hold annual meeting within 12 months of fiscal year end (Rule 5620(a)).
Company has 45 days (until Feb 26, 2024) to submit a plan to regain compliance.
If plan accepted, Nasdaq may grant extension until June 28, 2024, to hold the meeting.
NorthView intends to submit a compliance plan; securities continue trading pending review.
Failure to regain compliance could lead to delisting appeal to Nasdaq Hearings Panel.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Profusa, Inc. received a nasdaq deficiency notice notice regarding other (rules 5620(a)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5620(a)

Exact text from the filing

January 11, 2024, NorthView Acquisition Corp. (the “Company”) received notice from Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company failed to hold an annual meeting of stockholders within 12 months after its fiscal year, as required by Nasdaq Listing Rule 5620(a). In accordance with Nasdaq Listing Rule 5810(c)(2)(G), the Company has 45 calendar days (or until February 26, 2024) to submit a plan to regain compliance and, if Nasdaq accepts the plan, Nasdaq may grant the Company up to 180 calendar days from its fiscal year end, or until June 28

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Profusa, Inc. filing history →

Source: SEC EDGAR

accession 0001213900-24-004490

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