secwatch / observer
8-K filed January 25, 2024, 6:59 PM ET CIK 0001870143
regulatory confidence high sentiment negative materiality 0.60

Perception Capital Corp. IV: Nasdaq/NYSE listing notice — RCF Acquisition receives NYSE non-compliance notice for minimum public stockholders

Perception Capital Corp. IV

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Perception Capital Corp. IV received a nyse deficiency notice notice regarding shareholders (rules 802.01B).

Exchange
nyse
Notice
deficiency notice
Deficiency
shareholders
Rules
802.01B
Exact text from the filing
January 19, 2024, RCF Acquisition Corp. (the “Company”) received a notice from the New York Stock Exchange (the “NYSE”) that it was not in compliance with the NYSE’s continued listing requirements. Specifically, the NYSE advised the Company that it is not in compliance with Section 802.01B of the NYSE Listed Company Manual, which requires an NYSE-listed company to maintain a minimum of 300 public stockholders on a continuous basis. The Company will, within 45 days from the receipt of the notice, submit a business plan to the NYSE demonstrating the Company’s ability to regain compliance with th
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Source: SEC EDGAR
accession 0001213900-24-006520
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