secwatch / observer
8-K filed March 1, 2024, 6:59 PM ET ticker WKHS CIK 0001425287
debt confidence high sentiment positive materiality 0.75

Workhorse cuts convertible note by $10M, exchanges warrant for 8.5M shares

Workhorse Group Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Workhorse Group Inc. amended First Amendment to Green Senior Secured Convertible Note Due 2026 with High Trail Special Situations LLC valued at Note amended to redeem $10,000,000 principal, reduce outstanding to $2,500,000, remove partial redem (effective 2024-02-29).

Action
amendment
Agreement
notes offering
Counterparty
High Trail Special Situations LLC
Value
Note amended to redeem $10,000,000 principal, reduce outstanding to $2,500,000, remove partial redem
Effective
2024-02-29
Exact text from the filing
On February 29, 2024, the Company entered into a First Amendment to Green Senior Secured Convertible Note Due 2026 (the “Note Amendment”) with the Holder pursuant to which (i) the Company redeemed $10,000,000 principal amount of the Note using funds in a controlled account that had been pledged as collateral securing the Company’s obligations under the Note, thereby reducing the outstanding principal amount of the Note to $2,500,000, and (ii) the parties amended the Note to remove February 15, 2024 and March 1, 2024 as Partial Redemption Dates, permit the Company to prepay the Note at its option, subject to certain conditions, and delete the minimum liquidity covenant.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Workhorse Group Inc. terminated Exchange Agreement with High Trail Special Situations LLC valued at Warrant cancelled in exchange for 8,500,000 shares of Common Stock (effective 2024-02-29).

Action
termination
Agreement
equity purchase
Counterparty
High Trail Special Situations LLC
Value
Warrant cancelled in exchange for 8,500,000 shares of Common Stock
Effective
2024-02-29
Exact text from the filing
In connection with the Note Amendment, the Company entered into a letter agreement (the “Exchange Agreement”) whereby the Company exchanged the Warrant with the Holder for a total of 8,500,000 shares of Common Stock, whereupon the Warrant was cancelled (the “Exchange”).
View on SEC.gov

737 material agreements filed in the last 30 days. Browse all material agreements →

Workhorse Group Inc. filing history →

Source: SEC EDGAR
accession 0001213900-24-018781
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