Clover Leaf Capital Corp.: Nasdaq/NYSE listing notice — Nasdaq warns Clover Leaf Capital of delisting for failing minimum public holders rule

Clover Leaf Capital Corp.

Received Nasdaq notice March 1, 2024, for non-compliance with Listing Rule 5550(a)(3) requiring 300 public holders.
Also deficient for failing to hold annual meeting within 12 months of fiscal year end (noticed Jan 23, 2024).
Unless hearing requested by March 12, securities will be suspended and delisted from Nasdaq Capital Market.
Company considering options including hearing request and $20,000 fee; no assurance of continued listing.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

Clover Leaf Capital Corp. received a nasdaq deficiency notice notice regarding other (rules 5550(a)(3), 5620(a)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5550(a)(3), 5620(a)

Exact text from the filing

March 1, 2024, Clover Leaf Capital Corp., a Delaware corporation (the “Company”) received a notice (the “Notice”) from the staff (the “Staff”) of the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that since it was first notified on August 31, 2023, the Company had not regained compliance with Listing Rule 5550(a)(3), which requires a listed company to maintain a minimum of 300 public holders. Additionally, as previously reported on a Current Report on Form 8-K filed with the Securities and Exchange Commission (the “SEC”) on January 29, 2024, on January

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Source: SEC EDGAR

accession 0001213900-24-020778

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