BRC Group Holdings, Inc. (RILY): Nasdaq/NYSE listing notice — B. Riley receives Nasdaq delinquency notice for late 10-K filing; has 60 days to submit plan

BRC Group Holdings, Inc.

Notice received March 18, 2024; 60 calendar days (until May 17, 2024) to submit plan to regain compliance.
Delay due to Audit Committee review of transactions with Brian Kahn; Board affirmed no involvement by company or executives.
If plan accepted, Nasdaq may grant up to 180 calendar days from due date (until September 11, 2024) to file.
No immediate effect on listing of securities on Nasdaq.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

BRC Group Holdings, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

March 18, 2024, B. Riley Financial, Inc. (the “Company”) received a notice (the “Notice”) from the Nasdaq Stock Market LLC (“Nasdaq”), which indicated that, as a result of the Company’s delay in filing its Annual Report on Form 10-K for the year ended December 31, 2023 (the “Annual Report”), the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Rule”), which requires Nasdaq-listed companies to timely file all required periodic financial reports with the U.S. Securities and Exchange Commission (the “SEC”). The Notice states that the Company has 60 calendar days from the da

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BRC Group Holdings, Inc. filing history →

Source: SEC EDGAR

accession 0001213900-24-025186

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