Applied UV, Inc.: Nasdaq/NYSE listing notice — Applied UV receives Nasdaq delisting notice for Audit Committee non-compliance

Applied UV, Inc.

Notice dated May 15, 2024: Audit Committee now has only 2 independent directors after Eugene Burleson's resignation.
Cure period until earlier of next annual meeting or May 7, 2025; if annual meeting before Nov 4, 2024, compliance by Nov 4, 2024.
Company intends to elect one independent director to fill Audit Committee vacancy.
Appointed Christopher Kochuba to Audit and Compensation Committees effective May 14, 2024.
No immediate effect on listing or trading of AUVI or AUVIP on Nasdaq.

item 3.01 item 5.02

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

Applied UV, Inc. received a nasdaq deficiency notice notice regarding audit committee (rules 5605, 5605(b)(1)(A)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: audit committee
Rules: 5605, 5605(b)(1)(A)

Exact text from the filing

May 15, 2024, the Company received a written notice (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) dated May 15, 2024, indicating that, as a result of Eugene Burleson’s resignation from the Board of Directors of the Company (“Board”), the audit committee of the Board (the “Audit Committee”), effective May 7, 2024, the Company is not currently in compliance with Nasdaq Listing Rule 5605, which requires that the Audit Committee is comprised of at least three independent directors. The Audit Committee currently is comprised of only two independent directors, Joseph Luhukay and Christo

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Source: SEC EDGAR

accession 0001213900-24-044796

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