FORMATION MINERALS, INC.: Nasdaq/NYSE listing notice — Formation Minerals moved to OTC Pink after late 10-Q filing; seeks OTCQB return

FORMATION MINERALS, INC.

Received OTC Markets notice of move to Expert Market on Feb 18 due to missing 10-Q for quarter ended Oct 31, 2024.
Filed the overdue 10-Q on Feb 18, prompting transfer to OTC Pink market.
Applied to OTC Markets to move back up to OTCQB tier; expects full compliance within ~30 days via Form 15c-211.
President and CEO Scott A. Cox signed the filing; no other officers named.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

FORMATION MINERALS, INC. received a otc deficiency notice notice regarding late filing (rules 15C-211).

Exchange: otc
Notice: deficiency notice
Deficiency: late filing
Rules: 15C-211

Exact text from the filing

February 18, 2025. On February 18, 2025, the Company filed the 10-Q, which removed the company from the expert market and moved it to the OTC Pink market. The company has filed an application with OTC to move back up to the OTCQB Tier. Along with that application, OTC Markets will be handling the form 15c-211 which will bring the company back into full compliance within approximately the next 30 days. 1 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized

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Source: SEC EDGAR

accession 0001213900-25-016605

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